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CRD 108577
NEWBURYPORT, MA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| PLASTRIDGE, JOEL, FLETCHER | PRESIDENT/SOLE PROP. | E | yes | 01/1991 | Mar 19, 2012 | Mar 27, 2015 |
| TIETJEN, PETER, N/A | CHIEF COMPLIANCE OFFICER | Na | no | 01/2005 | Mar 19, 2012 | Mar 27, 2015 |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2014 | Mar 27, 2015 | $43.1M | $0 | 1 | 1 | n/a | n/a | n/a |
| 2013 | Mar 24, 2014 | $44.1M | $0 | 1 | 1 | n/a | n/a | n/a |
| 2012 | Mar 18, 2013 | $124M | $0 | 1 | 1 | n/a | n/a | n/a |
| 2011 | Mar 19, 2012 | $126M | $0 | n/a | 0 | n/a | n/a | n/a |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2014 | $43.1M | $44.1M | -2.4% | $126M | -30.0% | 1 | 1 | n/a | n/a |