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RIA / WealthAdvisordual registered (broker-dealer)10 years in industry

Jeffrey Yau

Advisor at EMPOWER ADVISORY GROUP, LLC

long beach, CA | GREENWOOD VILLAGE, CO

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Search this name across graphsid dfx:ria:8697c168-0fc0-66db-a26a-5902a7e58978

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 2:59 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 4
On other graphs: 0
Observed: Oct 14, 2020 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: EMPOWER ADVISORY GROUP, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Dec 22, 2017
First registration: Oct 14, 2020
Dual registered: yes, broker-dealer
Other names: JEFFREY CHENG YAU|Jeff Cheng|Jeff Yau|Jeff Yau|jeffrey yau|JEFFREY C YAU
IAPD individual key: 6848227

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
EMPOWER ADVISORY GROUP, LLC	Bd affiliated wealth	Jul 15, 2026	n/a	yes	long beach, CA\|GREENWOOD VILLAGE, CO	Current employment
GLOBAL RETIREMENT PARTNERS LLC	Institutional manager	Dec 17, 2025	Apr 18, 2026	no	Long Beach, CA\|SAN RAFAEL, CA	Previous registration
STRATEGIC ADVISERS LLC	National bd RIA	Mar 31, 2025	Dec 12, 2025	no	ANAHEIM, CA\|BREA, CA\|BOSTON, MA	Previous registration
FIDELITY PERSONAL AND WORKPLACE ADVISORS	Former SEC adviser	Aug 16, 2023	Mar 31, 2025	no	BREA, CA	Previous registration
MORGAN STANLEY	Wirehouse	Oct 26, 2022	May 9, 2023	no	Laguna Niguel, CA	Previous registration
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	No RAUM reported	Feb 1, 2022	Oct 17, 2022	no	IRVINE, CA	Previous registration
CHARLES SCHWAB & CO., INC.	National bd RIA	Oct 14, 2020	Dec 20, 2021	no	Milpitas, CA\|Upland, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
GLOBAL RETIREMENT PARTNERS LLC	EMPOWER ADVISORY GROUP, LLC	Apr 18, 2026	Jul 15, 2026	88	Firm change	Other
STRATEGIC ADVISERS LLC	GLOBAL RETIREMENT PARTNERS LLC	Dec 12, 2025	Dec 17, 2025	5	Firm change	Other
FIDELITY PERSONAL AND WORKPLACE ADVISORS	STRATEGIC ADVISERS LLC	Mar 31, 2025	Mar 31, 2025	0	Bulk transfer	Ibd to ibd
MORGAN STANLEY	FIDELITY PERSONAL AND WORKPLACE ADVISORS	May 9, 2023	Aug 16, 2023	99	Firm change	Wirehouse to ibd
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	MORGAN STANLEY	Oct 17, 2022	Oct 26, 2022	9	Firm change	Other
CHARLES SCHWAB & CO., INC.	NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	Dec 20, 2021	Feb 1, 2022	43	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
149777:288590:CA:2023-05-03	May 9, 2023	Aug 16, 2023	LAGUNA NIGUEL, CA	Firm change

Relationships

Registered with (7)

→ EMPOWER ADVISORY GROUP, LLCRegistered adviserregistration: current employment
Jul 15, 2026 to presentfactForm ADV
→ GLOBAL RETIREMENT PARTNERS LLCRegistered adviserregistration: previous registration
Dec 17, 2025 to Apr 18, 2026factForm ADV
→ STRATEGIC ADVISERS LLCRegistered adviserregistration: previous registration
Mar 31, 2025 to Dec 12, 2025factForm ADV
→ FIDELITY PERSONAL AND WORKPLACE ADVISORSRegistered adviserregistration: previous registration
Aug 16, 2023 to Mar 31, 2025factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Oct 26, 2022 to May 9, 2023factForm ADV
→ NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLCRegistered adviserregistration: previous registration
Feb 1, 2022 to Oct 17, 2022factForm ADV
→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: previous registration
Oct 14, 2020 to Dec 20, 2021factForm ADV

Dated events

Occurred
Apr 18, 2026
Advisor changed firm
Jeffrey Yau left Global Retirement Partners Llc for Empower Advisory Group, Llc (registered 2026-07-15)
Form ADVobserved 4 days ago
Occurred
Dec 12, 2025
Advisor changed firm
Jeffrey Yau left Strategic Advisers Llc for Global Retirement Partners Llc (registered 2025-12-17)
Form ADVobserved 4 days ago
Occurred
May 9, 2023
Advisor changed firm
Jeffrey Yau left Morgan Stanley for Fidelity Personal And Workplace Advisors (registered 2023-08-16)
Form ADVobserved 4 days ago
Occurred
Oct 17, 2022
Advisor changed firm
Jeffrey Yau left Northwestern Mutual Investment Services,Llc for Morgan Stanley (registered 2022-10-26)
Form ADVobserved 4 days ago