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CRD 106958
CHICAGO, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| G••••• A••• | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | E | yes | 02/1986 | Jan 27, 2012 | May 31, 2022 |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2021 | $18.4M | $206M | -91.1% | $179M | -53.1% | 1 | 1 | 0 | 0 |
| Mar 8, 2022 |
| $226M |
| $0 |
| 1 |
| 1 |
| 0 |
| n/a |
| n/a |
| 2020 | Mar 11, 2021 | $206M | $206M | 1 | 1 | 0 | n/a | n/a |
| 2019 | Mar 27, 2020 | $207M | $207M | 1 | 1 | 0 | n/a | n/a |
| 2018 | Mar 18, 2019 | $179M | $179M | 1 | 1 | 0 | n/a | n/a |
| 2017 | Mar 12, 2018 | $202M | $202M | 1 | 1 | 0 | n/a | n/a |
| 2016 | Feb 13, 2017 | $173M | $173M | 1 | 1 | n/a | n/a | n/a |
| 2015 | Mar 17, 2016 | $165M | $165M | 1 | 1 | n/a | n/a | n/a |
| 2014 | Mar 20, 2015 | $165M | $165M | 1 | 1 | n/a | n/a | n/a |
| 2013 | Feb 4, 2014 | $169M | $169M | 1 | 1 | n/a | n/a | n/a |
| 2012 | Feb 25, 2013 | $158M | $158M | 1 | 1 | n/a | n/a | n/a |
| 2011 | Jan 27, 2012 | $148M | $148M | n/a | n/a | n/a | n/a | n/a |