DFX Intelligence

B•••••• A•••• M••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC adviserNot on rosterRAUM under $100M

B•••••• A•••• M••••••••• L••

CRD 226543

VAIL, CO

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Data as of Oct 14, 2016 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:43 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Apr 24, 2015 to Oct 14, 2016
9 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $20.0M••• Locked
Discretionary RAUM: $20.0M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 4
Advisory employees

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
B•••••• W••••• F•••• L•	Hedge Fund	$110M	Mar 27, 2017	20	Nov 3, 2016	reported	021-266287

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B•••••• H•••••••• L••	HOLDING COMPANY	E	yes	04/2015	Apr 24, 2015	Oct 14, 2016
M••••••••• L••••• D••••••	MEMBER - CHIEF COMPLIANCE OFFICER	Na	yes	04/2015	Apr 24, 2015	Oct 14, 2016

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
Sarasota	FL	United States	n/a	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2015	Mar 15, 2016	$12.1M	$12.1M	4	2	n/a	n/a	n/a

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2015	$20.0M	n/a	n/a	n/a	n/a	4	n/a	n/a	n/a

Relationships

Advises (1)

→ B•••••• W••••• F•••• L•Private fundHedge Fund, ERA
Nov 3, 2016 to presentfactForm ADV

Controls (3)

← M••••••••• L••••• D••••••OwnerMEMBER - CHIEF COMPLIANCE OFFICER, ownership code NA, individual
Apr 24, 2015 to presentfactForm ADV
← S•••••• M••••••• S••••OwnerMANAGING MEMBER, ownership code E, individual
Apr 24, 2015 to presentfactForm ADV
← B•••••• H•••••••• L••OwnerHOLDING COMPANY, ownership code E, domestic entity

Dated events

Order

Occurred
3 Nov 2016
Ria registration change
••• Locked
Form ADV
Occurred
24 Apr 2015
First Form ADV filing
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Apr 24, 2015
Last observed: Oct 14, 2016 121 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.