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Advisor at LPL FINANCIAL LLC
SCOTCH PLAINS, NJ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | May 13, 2020 | n/a | yes | SCOTCH PLAINS, NJ | Current employment |
| SAGEPOINT FINANCIAL, INC. | Former SEC adviser | Oct 31, 2005 | May 13, 2020 | no | WYCKOFF, NJ | Previous registration |
| SUNAMERICA SECURITIES, INC. | n/a | Jun 21, 2002 | Oct 31, 2005 | no | OAKLAND, NJ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SAGEPOINT FINANCIAL, INC. | LPL FINANCIAL LLC | May 13, 2020 | May 13, 2020 | 0 | Firm change | Ibd to ibd |
| SUNAMERICA SECURITIES, INC. | SAGEPOINT FINANCIAL, INC. | Oct 31, 2005 | Oct 31, 2005 | 0 | Bulk transfer | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 133763:6413:NJ:2020-05-11 | May 13, 2020 | May 13, 2020 | WYCKOFF, NJ | Firm change |