DFX Intelligence
Reading the graph
Reading the graph
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Advisor at P•• W••••• M•••••••••
River Falls, WI | CHERRY HILL, NJ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| P•• W••••• M••••••••• | Bd affiliated wealth | Dec 11, 2025 | n/a | yes | River Falls, WI|CHERRY HILL, NJ | Current employment |
| W••••••• C••••••• I••• | Independent wealth | Jan 3, 2023 | Jul 28, 2025 | no | Waubun, MN|LOS ANGELES, CA|Detroit Lakes, MN|River Falls, WI|LOS ANGELES, CA|River Falls, WI |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| W••••••• C••••••• I••• | P•• W••••• M••••••••• | Jul 28, 2025 | Dec 11, 2025 | 136 | Firm change | RIA to ibd |
| W•••• F•••• A••••••• | W••••••• C••••••• I••• | Mar 22, 2022 | Jan 3, 2023 |
| Previous registration |
| W•••• F•••• A••••••• | Wirehouse | Sep 28, 2018 | Mar 22, 2022 | no | MINNEAPOLIS, MN|WAYZATA, MN | Previous registration |
| W••••••• F•••••••• S•••••••• I••• | Former SEC adviser | Oct 9, 2014 | Feb 9, 2018 | no | OAKDALE, MN | Previous registration |
| U••• B•••••• I••••••••• I••• | Former SEC adviser | Aug 6, 2012 | Dec 24, 2013 | no | Saint Paul, MN|Oshkosh, WI | Previous registration |
| 287 |
| Firm change |
| Wirehouse to RIA |
| W••••••• F•••••••• S•••••••• I••• | W•••• F•••• A••••••• | Feb 9, 2018 | Sep 28, 2018 | 231 | Firm change | Ibd to wirehouse |
| U••• B•••••• I••••••••• I••• | W••••••• F•••••••• S•••••••• I••• | Dec 24, 2013 | Oct 9, 2014 | 289 | Firm change | Other |