DFX Intelligence
Reading the graph
Reading the graph
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Advisor at E••••• J••••
GONZALES, LA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| E••••• J•••• | National bd RIA | Apr 26, 2023 | n/a | yes | GONZALES, LA | Current employment |
| R•••••• J•••• F•••••••• S••••••• A•••••••• I•• | Bd affiliated wealth | Feb 16, 2011 | Mar 7, 2013 | no | BATON ROUGE, LA|BATON ROUGE, LA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| R•••••• J•••• F•••••••• S••••••• A•••••••• I•• | E••••• J•••• | Mar 7, 2013 | Apr 26, 2023 | 3,702 | Firm change after gap | Other |
| A••••••••• F•••••••• S•••••••• L•• | R•••••• J•••• F•••••••• S••••••• A•••••••• I•• | Oct 1, 2010 | Feb 16, 2011 |
| A••••••••• F•••••••• S•••••••• L•• | National bd RIA | Sep 2, 2010 | Oct 1, 2010 | no | BATON ROUGE, LA | Previous registration |
| R•• C•••••• M••••••• L•• | National bd RIA | Aug 8, 2007 | Sep 26, 2008 | no | HOUSTON, TX | Previous registration |
| M••••• K••••• • C••••••• L•• | Former SEC adviser | Jan 9, 2007 | May 17, 2007 | no | BATON ROUGE, LA | Previous registration |
| U•• F•••••••• S••••••• I••• | Wirehouse | May 24, 2004 | Dec 20, 2005 | no | HOUSTON, TX | Previous registration |
| A• G• E•••••• • S•••• I••• | n/a | Oct 7, 2003 | May 28, 2004 | no | SUGAR LAND, TX | Previous registration |
| W•••• F•••• I••••••••• L•• | n/a | May 1, 2002 | Oct 31, 2002 | no | HOSUTON, TX | Previous registration |
| 138 |
| Firm change |
| Other |
| R•• C•••••• M••••••• L•• | A••••••••• F•••••••• S•••••••• L•• | Sep 26, 2008 | Sep 2, 2010 | 706 | Firm change after gap | Ibd to ibd |
| M••••• K••••• • C••••••• L•• | R•• C•••••• M••••••• L•• | May 17, 2007 | Aug 8, 2007 | 83 | Firm change | Other |
| U•• F•••••••• S••••••• I••• | M••••• K••••• • C••••••• L•• | Dec 20, 2005 | Jan 9, 2007 | 385 | Firm change | Other |
| A• G• E•••••• • S•••• I••• | U•• F•••••••• S••••••• I••• | May 28, 2004 | May 24, 2004 | -4 | Firm change | Other |
| W•••• F•••• I••••••••• L•• | A• G• E•••••• • S•••• I••• | Oct 31, 2002 | Oct 7, 2003 | 341 | Firm change | Other |