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Advisor at LPL FINANCIAL LLC
ROCKVILLE, MD
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Jun 2, 2022 | n/a | yes | ROCKVILLE, MD | Current employment |
| WOODBURY FINANCIAL SERVICES, INC. | Former SEC adviser | Jul 11, 2018 | Jun 23, 2022 | no | Rockville, MD|Bethesda, MD | Previous registration |
| CAPITAL ONE ADVISORS, LLC | Former SEC adviser | Jan 28, 2015 | Jul 12, 2018 | no | Gaithersburg, MD|MCLEAN, VA | Previous registration |
| CAPITAL ONE FINANCIAL ADVISORS LLC | n/a | Apr 26, 2010 | Jan 28, 2015 | no | MELVILLE, NY|MCLEAN, VA | Previous registration |
| CHEVY CHASE FINANCIAL SERVICES | n/a | May 12, 2006 | May 7, 2010 | no | BETHESDA, MD|BETHESDA, MD|BETHESDA, MD | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WOODBURY FINANCIAL SERVICES, INC. | LPL FINANCIAL LLC | Jun 23, 2022 | Jun 2, 2022 | -21 | Firm change | Ibd to RIA |
| CAPITAL ONE ADVISORS, LLC | WOODBURY FINANCIAL SERVICES, INC. | Jul 12, 2018 | Jul 11, 2018 | -1 | Bulk transfer | Ibd to ibd |
| CAPITAL ONE FINANCIAL ADVISORS LLC | CAPITAL ONE ADVISORS, LLC | Jan 28, 2015 | Jan 28, 2015 | 0 | Bulk transfer | Other |
| CHEVY CHASE FINANCIAL SERVICES | CAPITAL ONE FINANCIAL ADVISORS LLC | May 7, 2010 | Apr 26, 2010 | -11 | Bulk transfer | Other |