DFX Intelligence

K••••••• B•••••• L•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Consultantdual registered (broker-dealer)38 years in industry

K••••••• B•••••• L•••••••••

Advisor at B•••••• F•••••••• A•••••••• L••

ARLINGTON HTS, IL | ARLINGTON HEIGHTS, IL

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Search this name across graphsid dfx:ria:86d6807f-38a7-c758-a214-9f3331f34d35

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:15 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Nov 24, 1987 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B•••••• F•••••••• A•••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Nov 24, 1987earliest registration or exam on IAPD
Years in industry: 38derivedfrom the industry start date
Years at current firm: 29derivedfrom the current registration's begin date
Current registrations: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E•••••••• A•••••••• L••	National bd RIA	Mar 9, 2000	n/a	yes	ARLINGTON HTS, IL\|ARLINGTON HEIGHTS, IL	Current employment
B•••••• F•••••••• A•••••••• L••	State registered	Sep 12, 1997	n/a	yes	ARLINGTON HEIGHTS, IL	Current employment

Relationships

Registered with (2)

→ E•••••••• A•••••••• L••Registered adviserregistration: current employment
Mar 9, 2000 to presentfactForm ADV
→ B•••••• F•••••••• A•••••••• L••Registered adviserregistration: current employment
Sep 12, 1997 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:86d6807f-38a7-c758-a214-9f3331f34d35
First observed: Nov 24, 1987
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.