DFX Intelligence

J••••• S•••••••• P•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Consultantdual registered (broker-dealer)29 years in industry

J••••• S•••••••• P•••••••

Advisor at A••••••• A••••••• S•••••••• L••

Halifaxx, PA

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Search this name across graphsid dfx:ria:86de1286-3484-3e1b-f72c-9625e2b42204

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:40 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: May 7, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••••• A••••••• S•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Mar 21, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••••• A••••••• S•••••••• L••	Bd affiliated wealth	May 5, 2023	n/a	yes	Halifaxx, PA	Current employment
A••••••• A••••••• S•••••••• L••	Bd affiliated wealth	Nov 1, 2021	Dec 1, 2021	no	LINCOLN, NE	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T•• A••••• G••••• L••	A••••••• A••••••• S•••••••• L••	May 15, 2023	Nov 1, 2021	-560	Firm change after gap	RIA to ibd
C••••••• I••••••••• I•••	T•• A••••• G••••• L••	Jun 30, 2006	Sep 20, 2021

Team moves

••• Locked

Team	Left	Joined	From	Kind
314424:317245:VA:2023-05-15	May 15, 2023	Nov 1, 2021	VIRGINIA BEACH, VA	Firm change after gap

Relationships

Registered with (3)

→ A••••••• A••••••• S•••••••• L••Registered adviserregistration: previous registration
Nov 1, 2021 to Dec 1, 2021factForm ADV
→ T•• A••••• G••••• L••Registered adviserregistration: previous registration
Sep 20, 2021 to May 15, 2023factForm ADV
→ C••••••• I••••••••• I•••Registered adviserregistration: previous registration
May 7, 2002 to Jun 30, 2006factForm ADV

Dated events

Occurred
May 15, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:86de1286-3484-3e1b-f72c-9625e2b42204
First observed: May 7, 2002
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.