This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

LPL FINANCIAL LLC

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Jan 4, 2008earliest registration or exam on IAPD

Years in industry

18derivedfrom the industry start date

Years at current firm

3derivedfrom the current registration's begin date

Prior firms

4

Current registrations

1

Registered states

4

Exams

S65|S63

First exam

Jan 4, 2008

First registration

Jan 7, 2008

Dual registered

yes, broker-dealer

Other names

CHAT DYLAN SCHWARTZ

IAPD individual key

4690838

• Occurred

  Apr 19, 2023
  Advisor changed firm

  Chet Dylan Schwartz left People'S United Advisors, Inc. for Lpl Financial Llc (registered 2023-01-13)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:86e2d72f-6b4f-2f0b-fcbe-e54ce82d163a

First observed

Jan 7, 2008

Last observed

Sep 15, 2026 5 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.