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Advisor at WELLS FARGO ADVISORS
COLUMBIA, MD | REHOBOTH BEACH, DE
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | Oct 2, 2024 | n/a | yes | REHOBOTH BEACH, DE|COLUMBIA, MD | Current employment |
| THRIVENT INVESTMENT MANAGEMENT INC. | Bd affiliated wealth | Jul 21, 2021 | May 12, 2022 | no | MONTVALE, NJ|Annapolis, MD | Previous registration |
| MORGAN STANLEY | Wirehouse | Nov 21, 2019 | Jun 28, 2021 | no | Lutherville, MD|BALTIMORE, MD | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| THRIVENT INVESTMENT MANAGEMENT INC. | WELLS FARGO ADVISORS | May 12, 2022 | Oct 2, 2024 | 874 | Firm change after gap | Ibd to wirehouse |
| MORGAN STANLEY | THRIVENT INVESTMENT MANAGEMENT INC. | Jun 28, 2021 | Jul 21, 2021 | 23 | Firm change | Wirehouse to ibd |