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Advisor at MORGAN STANLEY
Waukesha, WI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | Wirehouse | Jun 22, 2020 | n/a | yes | Waukesha, WI | Current employment |
| ANNEX WEALTH MANAGEMENT, LLC | Independent wealth | Apr 20, 2015 | Jul 7, 2020 | no | BROOKFIELD, WI | Previous registration |
| PENNANT MANAGEMENT INC | Former SEC adviser | Mar 8, 2005 | Mar 20, 2015 | no | MILWAUKEE, WI|MILWAUKEE, WI | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| ANNEX WEALTH MANAGEMENT, LLC | MORGAN STANLEY | Jul 7, 2020 | Jun 22, 2020 | -15 | Firm change | RIA to wirehouse |
| PENNANT MANAGEMENT INC | ANNEX WEALTH MANAGEMENT, LLC | Mar 20, 2015 | Apr 20, 2015 | 31 | Firm change | Other |