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D••••• R•••••• M•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)23 years in industry

D••••• R•••••• M•••••

Advisor at C•••••••• I••••••••• R••••••• A•••••••• I•••

Ridgewood, NJ

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Search this name across graphsid dfx:ria:86e44901-8140-c974-ce9a-a05290815fc6

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:14 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Jan 10, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••••• I••••••••• R••••••• A•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 9, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••••• I••••••••• R••••••• A•••••••• I•••	Bd affiliated wealth	Dec 1, 2016	n/a	yes	Ridgewood, NJ	Current employment
G•••••••• W••••• M••••••••• L••	Former SEC adviser	Jun 18, 2015	Dec 2, 2016	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
G•••••••• W••••• M••••••••• L••	C•••••••• I••••••••• R••••••• A•••••••• I•••	Dec 2, 2016	Dec 1, 2016	-1	Firm change	Other
F•••• A••••• A••••••• S•••••••• I•••	G•••••••• W••••• M••••••••• L••	Mar 4, 2015

Relationships

Registered with (6)

→ C•••••••• I••••••••• R••••••• A•••••••• I•••Registered adviserregistration: current employment
Dec 1, 2016 to presentfactForm ADV
→ G•••••••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Jun 18, 2015 to Dec 2, 2016factForm ADV
→ F•••• A••••• A••••••• S•••••••• I•••Registered adviserregistration: previous registration
Apr 26, 2013 to Mar 4, 2015factForm ADV
→ M••••• S••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:86e44901-8140-c974-ce9a-a05290815fc6
First observed: Jan 10, 2003
Last observed: Sep 14, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.