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RIA / WealthAdvisordual registered (broker-dealer)32 years in industry

JEFFREY S BALLEK

Advisor at NWF ADVISORY SERVICES INC

WOODBURY, MN

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Search this name across graphsid dfx:ria:86e52fa3-8b92-7664-2912-766ded61d5cf

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:51 AM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 1
On other graphs: 0
Observed: Apr 4, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: NWF ADVISORY SERVICES INC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 22, 1993earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 8
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Nov 22, 1993
First registration: Apr 4, 2005
Dual registered: yes, broker-dealer
Other names: JEFF S BALLEK|TYLER VANTEIL|JEFF STEVEN BALLEK|JEFF BALLEK
IAPD individual key: 2361063

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
NWF ADVISORY SERVICES INC	Independent wealth	May 21, 2025	n/a	yes	WOODBURY, MN	Current employment
THE AMERIFLEX GROUP	Bd affiliated wealth	Jan 26, 2024	Jul 3, 2025	no	Woodbury, MN	Previous registration
CROWN CAPITAL SECURITIES, L.P.	Former SEC adviser	Jul 14, 2020	Jan 24, 2024	no	LAS VEGAS, NV\|Woodbury, MN\|Woodbury, MN	Previous registration
BMO HARRIS FINANCIAL ADVISORS, INC	Former SEC adviser	Jul 25, 2018	Nov 4, 2019	no	LAKEVILLE, MN\|BURNSVILLE, MN\|ST. PAUL, MN\|APPLE VALLEY, MN\|WOODBURY, MN	Previous registration
CROWN CAPITAL SECURITIES, L.P.	Former SEC adviser	May 25, 2017	Jul 24, 2018	no	Woodbury, MN\|LAS VEGAS, NV\|Woodbury, MN	Previous registration
WADDELL & REED	Former SEC adviser	Apr 9, 2010	May 26, 2017	no	DULUTH, MN\|SAVAGE, MN	Previous registration
CROWN CAPITAL SECURITIES, L.P.	Former SEC adviser	Jul 13, 2007	Feb 5, 2010	no	LAS VEGAS, NV\|HENDERSON, NV	Previous registration
TRANSAMERICA FINANCIAL ADVISORS, LLC	Bd affiliated wealth	Apr 26, 2006	May 11, 2007	no	LAS VEGAS, NV\|ST. PETERSBURG, FL\|LAS VEGAS, NV\|TAMPA, FL\|ST. PETERSBURG, FL	Previous registration
WADDELL & REED	Former SEC adviser	Apr 4, 2005	May 1, 2006	no	ST PAUL, MN\|LAS VEGAS, NV	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
THE AMERIFLEX GROUP	NWF ADVISORY SERVICES INC	Jul 3, 2025	May 21, 2025	-43	Bulk transfer	Ibd to RIA
CROWN CAPITAL SECURITIES, L.P.	THE AMERIFLEX GROUP	Jan 24, 2024	Jan 26, 2024	2	Firm change	Ibd to ibd
BMO HARRIS FINANCIAL ADVISORS, INC	CROWN CAPITAL SECURITIES, L.P.	Nov 4, 2019	Jul 14, 2020	253	Firm change	Ibd to ibd
CROWN CAPITAL SECURITIES, L.P.	BMO HARRIS FINANCIAL ADVISORS, INC	Jul 24, 2018	Jul 25, 2018	1	Firm change	RIA to ibd
WADDELL & REED	CROWN CAPITAL SECURITIES, L.P.	May 26, 2017	May 25, 2017	-1	Firm change	Other
CROWN CAPITAL SECURITIES, L.P.	WADDELL & REED	Feb 5, 2010	Apr 9, 2010	63	Firm change	Other
TRANSAMERICA FINANCIAL ADVISORS, LLC	CROWN CAPITAL SECURITIES, L.P.	May 11, 2007	Jul 13, 2007	63	Firm change	Other
WADDELL & REED	TRANSAMERICA FINANCIAL ADVISORS, LLC	May 1, 2006	Apr 26, 2006	-5	Firm change	Other

Relationships

Registered with (6)

→ NWF ADVISORY SERVICES INCRegistered adviserregistration: current employment
May 21, 2025 to presentfactForm ADV
→ THE AMERIFLEX GROUPRegistered adviserregistration: previous registration
Jan 26, 2024 to Jul 3, 2025factForm ADV
→ CROWN CAPITAL SECURITIES, L.P.Registered adviserregistration: previous registration
Jul 14, 2020 to Jan 24, 2024factForm ADV
→ BMO HARRIS FINANCIAL ADVISORS, INCRegistered adviserregistration: previous registration
Jul 25, 2018 to Nov 4, 2019factForm ADV
→ WADDELL & REEDRegistered adviserregistration: previous registration
Apr 9, 2010 to May 26, 2017factForm ADV
→ TRANSAMERICA FINANCIAL ADVISORS, LLCRegistered adviserregistration: previous registration
Apr 26, 2006 to May 11, 2007factForm ADV

Dated events

Occurred
Jan 24, 2024
Advisor changed firm
Jeffrey S Ballek left Crown Capital Securities, L.P. for The Ameriflex Group (registered 2024-01-26)
Form ADVobserved 5 days ago