DFX Intelligence

C•••• G•• F••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)43 years in industry

C•••• G•• F••••••

Advisor at W••••••••• C•••••• P•••••••• L••

WEST CHESTER, PA | TOWSON, MD

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Search this name across graphsid dfx:ria:86e5385f-aa1c-3488-88d2-e382eaf9f2bc

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:30 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Jun 11, 1991 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W••••••••• C•••••• P•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 9, 1983earliest registration or exam on IAPD
Years in industry: 43derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W••••••••• C•••••• P•••••••• L••	Independent wealth	May 6, 2024	n/a	yes	WEST CHESTER, PA\|TOWSON, MD	Current employment
A••••••• F•••••••• S•••••••• I•••	Former SEC adviser	Jun 11, 1991	Dec 4, 2024	no	TOWSON, MD

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••• F•••••••• S•••••••• I•••	W••••••••• C•••••• P•••••••• L••	Dec 4, 2024	May 6, 2024	-212	Firm change after gap	RIA to new firm

Team moves

••• Locked

Team	Left	Joined	From	Kind
121258:330300:MD:2024-12-04	Dec 4, 2024	May 6, 2024	TOWSON, MD	Firm change after gap

Relationships

Registered with (2)

→ W••••••••• C•••••• P•••••••• L••Registered adviserregistration: current employment
May 6, 2024 to presentfactForm ADV
→ A••••••• F•••••••• S•••••••• I•••Registered adviserregistration: previous registration
Jun 11, 1991 to Dec 4, 2024factForm ADV

Dated events

Occurred
Dec 4, 2024
Advisor changed firm
C•••• G•• F•••••• left A••••••• F•••••••• S•••••••• I••• for W••••••••• C•••••• P•••••••• L•• (registered 2024-05-06)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:86e5385f-aa1c-3488-88d2-e382eaf9f2bc
First observed: Jun 11, 1991
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.