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RIA / WealthAdvisordual registered (broker-dealer)14 years in industry

JOSHUA PAUL RENFRO

Advisor at LPL FINANCIAL LLC

ROUND ROCK, TX | SAN ANTONIO, TX | AUSTIN, TX

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Search this name across graphsid dfx:ria:86ed93e8-6de4-c664-9c1c-846ee1f181aa

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:27 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jul 23, 2012 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 17, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Jul 17, 2012
First registration: Jul 23, 2012
Dual registered: yes, broker-dealer
IAPD individual key: 5774724

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Nov 30, 2020	n/a	yes	AUSTIN, TX\|ROUND ROCK, TX\|SAN ANTONIO, TX	Current employment
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Nov 12, 2020	Nov 30, 2020	no	AUSTIN, TX\|ROUND ROCK, TX	Previous registration
FIRST ALLIED ADVISORY SERVICES, INC.	Former SEC adviser	Apr 8, 2015	Nov 12, 2020	no	AUSTIN, TX\|SAN DIEGO, CA\|Austin, TX\|Round Rock, TX	Previous registration
MSI FINANCIAL SERVICES, INC.	Former SEC adviser	May 27, 2014	Apr 8, 2015	no	AUSTIN, TX	Previous registration
TAVERIK CAPITAL, LLC	Mixed wealth	Jul 23, 2012	Jan 28, 2014	no	GREENVILLE, SC	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CETERA INVESTMENT ADVISERS LLC	LPL FINANCIAL LLC	Nov 30, 2020	Nov 30, 2020	0	Firm change	Ibd to ibd
FIRST ALLIED ADVISORY SERVICES, INC.	CETERA INVESTMENT ADVISERS LLC	Nov 12, 2020	Nov 12, 2020	0	Bulk transfer	Ibd to ibd
MSI FINANCIAL SERVICES, INC.	FIRST ALLIED ADVISORY SERVICES, INC.	Apr 8, 2015	Apr 8, 2015	0	Firm change	Other
TAVERIK CAPITAL, LLC	MSI FINANCIAL SERVICES, INC.	Jan 28, 2014	May 27, 2014	119	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
105644:6413:TX:2020-11-30	Nov 30, 2020	Nov 30, 2020	ROUND ROCK, TX	Firm change

Relationships

Registered with (5)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Nov 30, 2020 to presentfactForm ADV
→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: previous registration
Nov 12, 2020 to Nov 30, 2020factForm ADV
→ FIRST ALLIED ADVISORY SERVICES, INC.Registered adviserregistration: previous registration
Apr 8, 2015 to Nov 12, 2020factForm ADV
→ MSI FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
May 27, 2014 to Apr 8, 2015factForm ADV
→ TAVERIK CAPITAL, LLCRegistered adviserregistration: previous registration
Jul 23, 2012 to Jan 28, 2014factForm ADV

Dated events

No dated event names this entity yet.