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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)13 years in industry

RYAN P JENNINGS

Advisor at RBC CAPITAL MARKETS, LLC

Bettendorf, IA

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Search this name across graphsid dfx:ria:86ef40fe-ab0b-37a9-fce5-2f49cc49b95d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:44 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Mar 13, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: RBC CAPITAL MARKETS, LLC
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S63
First exam: Jun 30, 2023
First registration: Mar 13, 2017
Dual registered: yes, broker-dealer
IAPD individual key: 6759806

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
RBC CAPITAL MARKETS, LLC	National bd RIA	Mar 4, 2024	n/a	yes	Bettendorf, IA\|Bettendorf, IA	Current employment
NIKULSKI FINANCIAL, INC.	Independent wealth	Dec 2, 2019	Apr 5, 2021	no	BETTENDORF, IA	Previous registration
BUCKINGHAM STRATEGIC WEALTH, LLC	Former SEC adviser	Sep 26, 2017	Nov 26, 2019	no	BOURBONNAIS, IL\|ST LOUIS, MO	Previous registration
QUAD-CITIES INVESTMENT GROUP, LLC	Independent wealth	Mar 13, 2017	Aug 8, 2017	no	DAVENPORT, IA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
NIKULSKI FINANCIAL, INC.	RBC CAPITAL MARKETS, LLC	Apr 5, 2021	Mar 4, 2024	1,064	Firm change after gap	RIA to ibd
BUCKINGHAM STRATEGIC WEALTH, LLC	NIKULSKI FINANCIAL, INC.	Nov 26, 2019	Dec 2, 2019	6	Firm change	Ibd to RIA
QUAD-CITIES INVESTMENT GROUP, LLC	BUCKINGHAM STRATEGIC WEALTH, LLC	Aug 8, 2017	Sep 26, 2017	49	Firm change	Other

Relationships

Registered with (4)

→ RBC CAPITAL MARKETS, LLCRegistered adviserregistration: current employment
Mar 4, 2024 to presentfactForm ADV
→ NIKULSKI FINANCIAL, INC.Registered adviserregistration: previous registration
Dec 2, 2019 to Apr 5, 2021factForm ADV
→ BUCKINGHAM STRATEGIC WEALTH, LLCRegistered adviserregistration: previous registration
Sep 26, 2017 to Nov 26, 2019factForm ADV
→ QUAD-CITIES INVESTMENT GROUP, LLCRegistered adviserregistration: previous registration
Mar 13, 2017 to Aug 8, 2017factForm ADV

Dated events

No dated event names this entity yet.