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RIA / WealthAdvisordual registered (broker-dealer)26 years in industry

Thomas W Huddleston

Advisor at MUTUAL OF OMAHA INVESTOR SERVICES, INC.

Chesterfield, VA | GLEN ALLEN, VA

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Search this name across graphsid dfx:ria:86efd6a3-57ac-27f0-5ba4-6eff048c7cab

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:30 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Aug 4, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MUTUAL OF OMAHA INVESTOR SERVICES, INC.
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 12, 1999earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Nov 12, 1999
First registration: Aug 4, 2009
Dual registered: yes, broker-dealer
Other names: TJ HUDDLESTON|THOMAS WESLEY HUDDLESTON|THOMAS WESLEY HUDDLESTON|THOMAS WESLEY HUDDLESTON|Thomas W Huddleston
IAPD individual key: 4042080

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MUTUAL OF OMAHA INVESTOR SERVICES, INC.	Independent wealth	Mar 12, 2019	n/a	yes	GLEN ALLEN, VA\|Chesterfield, VA	Current employment
LPL FINANCIAL LLC	Bd affiliated wealth	Sep 30, 2016	Mar 8, 2019	no	RICHMOND, VA\|Richmond, VA\|SAN DIEGO, CA\|richmond, VA	Previous registration
OSAIC INSTITUTIONS, INC.	Bd affiliated wealth	Jan 11, 2016	Sep 14, 2016	no	Richmond, VA	Previous registration
CUSO FINANCIAL SERVICES, L.P.	Former SEC adviser	Oct 16, 2014	Dec 1, 2015	no	ORLANDO, FL	Previous registration
OSAIC INSTITUTIONS, INC.	Bd affiliated wealth	Aug 4, 2009	Oct 1, 2014	no	LYNCHBURG, VA\|STAUNTON, VA\|BRISTOL, VA\|Midlothian, VA\|KNOXVILLE, TN\|SEVIERVILLE, TN\|Richmond, VA\|St. Pauls, NC\|DUNKIRK, MD\|NORFOLK, VA\|KILL DEVIL HILLS, NC\|Abingdon, VA\|JONESVILLE, VA\|BRISTOL, VA\|BRISTOL, VA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LPL FINANCIAL LLC	MUTUAL OF OMAHA INVESTOR SERVICES, INC.	Mar 8, 2019	Mar 12, 2019	4	Firm change	Other
OSAIC INSTITUTIONS, INC.	LPL FINANCIAL LLC	Sep 14, 2016	Sep 30, 2016	16	Firm change	Other
CUSO FINANCIAL SERVICES, L.P.	OSAIC INSTITUTIONS, INC.	Dec 1, 2015	Jan 11, 2016	41	Firm change	Other
OSAIC INSTITUTIONS, INC.	CUSO FINANCIAL SERVICES, L.P.	Oct 1, 2014	Oct 16, 2014	15	Firm change	Other

Relationships

Registered with (4)

→ MUTUAL OF OMAHA INVESTOR SERVICES, INC.Registered adviserregistration: current employment
Mar 12, 2019 to presentfactForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Sep 30, 2016 to Mar 8, 2019factForm ADV
→ OSAIC INSTITUTIONS, INC.Registered adviserregistration: previous registration
Jan 11, 2016 to Sep 14, 2016factForm ADV
→ CUSO FINANCIAL SERVICES, L.P.Registered adviserregistration: previous registration
Oct 16, 2014 to Dec 1, 2015factForm ADV

Dated events

No dated event names this entity yet.