DFX Intelligence

N••••• T•••• S••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)15 years in industry

N••••• T•••• S••••••••

Advisor at H••• S••••••••• •••• I•••

••• Locked

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:86f00a73-a67e-f8f5-604e-d9fb42d3851b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:28 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 1
On other graphs: 0
Observed: Oct 15, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: H••• S••••••••• •••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Oct 15, 2010earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 7

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
H••• S••••••••• •••• I•••	Bd affiliated wealth	Nov 17, 2022	n/a	yes	Buffalo, NY\|Amherst, NY\|GRAND ISLAND, NY	Current employment
T••••• W••••• A•••••••• I•••	Independent wealth	Aug 17, 2021	Nov 15, 2022	no	BUFFALO, NY\|BUFFALO, NY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T••••• W••••• A•••••••• I•••	H••• S••••••••• •••• I•••	Nov 15, 2022	Nov 17, 2022	2	Firm change	RIA to ibd
L•• F•••••••• L••	T••••• W••••• A•••••••• I•••	Jul 30, 2021	Aug 17, 2021

Team moves

••• Locked

Team	Left	Joined	From	Kind
6413:136300:NY:2016-09-21	Sep 21, 2016	Sep 21, 2016	WILLIAMSVILLE, NY	Firm change

Relationships

Registered with (5)

→ H••• S••••••••• •••• I•••Registered adviserregistration: previous registration
Jan 13, 2017 to Jul 3, 2018factForm ADV
→ T••••• W••••• A•••••••• I•••Registered adviserregistration: previous registration
Aug 17, 2021 to Nov 15, 2022factForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Jun 9, 2021 to Jul 30, 2021factForm ADV
→ M•• S••••••••• I•••Registered adviser

Dated events

Occurred
Nov 15, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:86f00a73-a67e-f8f5-604e-d9fb42d3851b
First observed: Oct 15, 2010
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.