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RIA / WealthAdvisordual registered (broker-dealer)20 years in industry

MICHAEL VINCENT MILILLO

Advisor at CETERA INVESTMENT ADVISERS LLC

HAUPPAUGE, NY | EAST ROCKAWAY, NY

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Search this name across graphsid dfx:ria:86fb06e2-aca3-1c18-96d8-fd67173f264c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:02 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 1
On other graphs: 0
Observed: Jun 9, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CETERA INVESTMENT ADVISERS LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 10, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 7
Current registrations: 1
Registered states: 2
Exams: S63|S65
First exam: Feb 10, 2006
First registration: Jun 9, 2008
Dual registered: yes, broker-dealer
Other names: Michael V Milillo|Michael Milillo
IAPD individual key: 4990056

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Sep 5, 2025	n/a	yes	HAUPPAUGE, NY\|HAUPPAUGE, NY\|EAST ROCKAWAY, NY	Current employment
AVANTAX ADVISORY SERVICES	Former SEC adviser	Nov 16, 2023	Sep 5, 2025	no	888 Veterans Memorial Highway, NY\|DALLAS, TX\|Hauppauge, NY\|East Rockaway, NY	Previous registration
OSAIC WEALTH, INC.	Bd affiliated wealth	Jul 19, 2021	Nov 20, 2023	no	HAUPPAUGE, NY	Previous registration
MML INVESTORS SERVICES, LLC	Bd affiliated wealth	Mar 25, 2017	Jul 20, 2021	no	New York, NY\|Syosset, NY\|Woodbury, NY	Previous registration
MSI FINANCIAL SERVICES, INC.	Former SEC adviser	Feb 12, 2016	Mar 25, 2017	no	NEW YORK, NY	Previous registration
WOODSTOCK FINANCIAL GROUP, INC.	Former SEC adviser	Feb 16, 2011	Feb 19, 2016	no	FARMINGDALE, NY\|NEW YORK, NY\|FARMINGDALE, NY	Previous registration
FMSI ADVISERS	Former SEC adviser	Oct 17, 2008	Feb 23, 2011	no	GARDEN CITY, NY	Previous registration
J P TURNER & COMPANY CAPITAL MANAGEMENT, LLC	Former SEC adviser	Jun 9, 2008	Oct 17, 2008	no	WESTYBURY, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
AVANTAX ADVISORY SERVICES	CETERA INVESTMENT ADVISERS LLC	Sep 5, 2025	Sep 5, 2025	0	Bulk transfer	Ibd to ibd
OSAIC WEALTH, INC.	AVANTAX ADVISORY SERVICES	Nov 20, 2023	Nov 16, 2023	-4	Firm change	Ibd to ibd
MML INVESTORS SERVICES, LLC	OSAIC WEALTH, INC.	Jul 20, 2021	Jul 19, 2021	-1	Firm change	Ibd to ibd
MSI FINANCIAL SERVICES, INC.	MML INVESTORS SERVICES, LLC	Mar 25, 2017	Mar 25, 2017	0	Bulk transfer	Other
WOODSTOCK FINANCIAL GROUP, INC.	MSI FINANCIAL SERVICES, INC.	Feb 19, 2016	Feb 12, 2016	-7	Firm change	Other
FMSI ADVISERS	WOODSTOCK FINANCIAL GROUP, INC.	Feb 23, 2011	Feb 16, 2011	-7	Firm change	Other
J P TURNER & COMPANY CAPITAL MANAGEMENT, LLC	FMSI ADVISERS	Oct 17, 2008	Oct 17, 2008	0	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
23131:104556:NY:2023-11-16	Nov 20, 2023	Nov 16, 2023	HAUPPAUGE, NY	Firm change
10409:23131:NY:2021-07-20	Jul 20, 2021	Jul 19, 2021	WOODBURY, NY	Firm change

Relationships

Registered with (8)

→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: current employment
Sep 5, 2025 to presentfactForm ADV
→ AVANTAX ADVISORY SERVICESRegistered adviserregistration: previous registration
Nov 16, 2023 to Sep 5, 2025factForm ADV
→ OSAIC WEALTH, INC.Registered adviserregistration: previous registration
Jul 19, 2021 to Nov 20, 2023factForm ADV
→ MML INVESTORS SERVICES, LLCRegistered adviserregistration: previous registration
Mar 25, 2017 to Jul 20, 2021factForm ADV
→ MSI FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Feb 12, 2016 to Mar 25, 2017factForm ADV
→ WOODSTOCK FINANCIAL GROUP, INC.Registered adviserregistration: previous registration
Feb 16, 2011 to Feb 19, 2016factForm ADV
→ FMSI ADVISERSRegistered adviserregistration: previous registration
Oct 17, 2008 to Feb 23, 2011factForm ADV
→ J P TURNER & COMPANY CAPITAL MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jun 9, 2008 to Oct 17, 2008factForm ADV

Dated events

Occurred
Nov 20, 2023
Advisor changed firm
Michael Vincent Milillo left Osaic Wealth, Inc. for Avantax Advisory Services (registered 2023-11-16)
Form ADVobserved 5 days ago