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Advisor at KESTRA PRIVATE WEALTH SERVICES, LLC
AUSTIN, TX | Cranston, RI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| KESTRA PRIVATE WEALTH SERVICES, LLC | Bd affiliated wealth | May 25, 2018 | n/a | yes | Cranston, RI|AUSTIN, TX | Current employment |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Nov 4, 2005 | May 31, 2018 | no | PROVIDENCE, RI | Previous registration |
| LEGG MASON WOOD WALKER, INCORPORATED | n/a | Aug 17, 1995 | Nov 29, 2005 | no | PROVIDENCE, RI | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | KESTRA PRIVATE WEALTH SERVICES, LLC | May 31, 2018 | May 25, 2018 | -6 | Firm change | Wirehouse to RIA |
| LEGG MASON WOOD WALKER, INCORPORATED | UBS FINANCIAL SERVICES INC. | Nov 29, 2005 | Nov 4, 2005 | -25 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 8174:155193:RI:2018-05-31 | May 31, 2018 | May 25, 2018 | PROVIDENCE, RI | Firm change |