DFX Intelligence

L•••••• A••• M••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor18 years in industry

L•••••• A••• M••

Advisor at I••••• C••••••• L••

New York, NY | SAN FRANCISCO, CA

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Search this name across graphsid dfx:ria:870145ba-20ac-6fb1-6cd9-257a31aef716

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:58 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Mar 25, 2014 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I••••• C••••••• L••
Current firm class: asset managerderived
Book size: not public••• Locked
Industry start: Jul 1, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
I••••• C••••••• L••	Asset manager	Jan 31, 2018	n/a	yes	New York, NY\|SAN FRANCISCO, CA	Current employment
A••••••••• L•••	Other adviser	Mar 25, 2014	Aug 16, 2017	no	NEW YORK, NY	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••••• L•••	I••••• C••••••• L••	Aug 16, 2017	Jan 31, 2018	168	Firm change	Other

Relationships

Registered with (2)

→ I••••• C••••••• L••Registered adviserregistration: current employment
Jan 31, 2018 to presentfactForm ADV
→ A••••••••• L•••Registered adviserregistration: previous registration
Mar 25, 2014 to Aug 16, 2017factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:870145ba-20ac-6fb1-6cd9-257a31aef716
First observed: Mar 25, 2014
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.