DFX Intelligence

5••• C•• L•: private fund on the ria / wealth management graph | DFX Data Factory

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RIA / WealthPrivate fundsecuritized asset fund3(c)(7)

5••• C•• L•

advised by GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT, LLC

Delaware, United States

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Search this name across graphsid dfx:ria:870a6be1-c509-2514-22e7-93b6392a615b

Data as of Mar 8, 2024 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:52 PM UTC and rebuilt at most every 15 minutes.

Relationships: 1
Dated events: 0
On other graphs: 1
Observed: Mar 30, 2012 to Mar 8, 2024
60 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Creditidentity

5••• C•• L•

Credit fund · shared adv fund id

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Adviser: GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT, LLCCRD 137432
Fund type: Securitized Asset Fund
Latest reported GAV: $673,930••• Locked
Peak reported GAV: $1.1B
Beneficial owners: 1
Minimum investment: $1.0M
Owned by the adviser: 0%
Owned by funds of funds: 0%
Owned by non-US persons: 0%

Reported gross asset value by filing

••• Locked

Filed	GAV	Owners	Minimum	Adviser owns	Audited

Custodians

Schedule D 7.B(1) question 25, as filed

Custodian	Legal name	City	State	Country	Related person	SEC number
T•• B••• O• N•• Y••• M•••••	T•• B••• O• N•• Y••• M••••• T•••• C••••••• N•••	Houston	Texas	United States	no	n/a

Relationships

Advises (1)

← GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT, LLCRegistered adviserSecuritized Asset Fund, IA
Mar 30, 2012 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:870a6be1-c509-2514-22e7-93b6392a615b
First observed: Mar 30, 2012
Last observed: Mar 8, 2024 30 months ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

Mar 8, 2024	$673,930	1	$1.0M	0.0%	no	5••• C•• L•
Mar 8, 2024	$673,930	1	$1.0M	0.0%	no	5••• C•• L•
Jan 19, 2024	$673,930	1	$1.0M	0.0%	no	5••• C•• L•
Jun 20, 2023	$673,930	1	$1.0M	0.0%	no	5••• C•• L•
Mar 31, 2023	$673,930	1	$1.0M	0.0%	no	5••• C•• L•
Jan 20, 2023	$805,758	1	$1.0M	0.0%	no	5••• C•• L•
Nov 3, 2022	$805,758	1	$1.0M	0.0%	no	5••• C•• L•
Mar 31, 2022	$805,758	1	$1.0M	0.0%	no	5••• C•• L•
Oct 8, 2021	$2.4M	1	$1.0M	0.0%	no	5••• C•• L•
Apr 30, 2021	$2.4M	1	$1.0M	0.0%	no	5••• C•• L•
Mar 31, 2021	$2.4M	1	$1.0M	0.0%	no	5••• C•• L•
Aug 24, 2020	$4.1M	1	$1.0M	0.0%	no	5••• C•• L•
Jun 30, 2020	$4.1M	1	$1.0M	0.0%	no	5••• C•• L•
Mar 30, 2020	$4.1M	1	$1.0M	0.0%	no	5••• C•• L•
Feb 2, 2020	$4.5M	1	$1.0M	0.0%	no	5••• C•• L•
Mar 31, 2019	$4.5M	1	$1.0M	0.0%	no	5••• C•• L•
Nov 14, 2018	$4.6M	10	$1.0M	0.0%	no	5••• C•• L•
Aug 27, 2018	$4.6M	10	$1.0M	0.0%	no	5••• C•• L•
Mar 30, 2018	$4.6M	10	$1.0M	0.0%	no	5••• C•• L•
Jul 21, 2017	$6.3M	0	$1.0M	0.0%	no	5••• C•• L•
Mar 31, 2017	$6.3M	0	$1.0M	0.0%	no	5••• C•• L•
Aug 24, 2016	$11.7M	1	$2.0M	0.0%	no	5••• C•• L•
Jun 2, 2016	$11.7M	1	$2.0M	0.0%	no	5••• C•• L•
Apr 29, 2016	$11.7M	1	$2.0M	0.0%	no	5••• C•• L•
Apr 8, 2016	$11.7M	1	$2.0M	0.0%	no	5••• C•• L•
Mar 30, 2016	$11.7M	1	$2.0M	0.0%	no	5••• C•• L•
Oct 16, 2015	$1.1B	0	$2.0M	6000.0%	no	5••• C•• L•
Sep 29, 2015	$1.1B	0	$2.0M	6000.0%	no	5••• C•• L•
Aug 14, 2015	$1.1B	0	$2.0M	6000.0%	no	5••• C•• L•
Aug 13, 2015	$1.1B	0	$2.0M	6000.0%	no	5••• C•• L•
Jul 2, 2015	$1.1B	0	$2.0M	6000.0%	no	5••• C•• L•
Jul 2, 2015	$1.1B	0	$2.0M	6000.0%	no	5••• C•• L•
Apr 30, 2015	$1.1B	0	$2.0M	6000.0%	no	5••• C•• L•
Apr 30, 2015	$1.1B	0	$2.0M	6000.0%	no	5••• C•• L•
Mar 31, 2015	$1.1B	0	$2.0M	6000.0%	no	5••• C•• L•
Mar 2, 2015	$1.1B	0	$14.0M	2800.0%	no	5••• C•• L•
Nov 26, 2014	$1.1B	0	$14.0M	2800.0%	no	5••• C•• L•
Jul 30, 2014	$1.1B	0	$14.0M	2800.0%	no	5••• C•• L•
Apr 16, 2014	$1.1B	0	$14.0M	2800.0%	no	5••• C•• L•
Mar 31, 2014	$1.1B	0	$14.0M	2800.0%	no	5••• C•• L•
Mar 31, 2014	$1.1B	0	$14.0M	2800.0%	no	5••• C•• L•
Feb 28, 2014	$1.1B	0	$14.0M	3400.0%	no	5••• C•• L•
Nov 26, 2013	$1.1B	0	$14.0M	3400.0%	no	5••• C•• L•
Aug 28, 2013	$1.1B	0	$14.0M	3400.0%	no	5••• C•• L•
Aug 28, 2013	$1.1B	0	$14.0M	3400.0%	no	5••• C•• L•
Aug 20, 2013	$1.1B	0	$14.0M	3400.0%	no	5••• C•• L•
Aug 16, 2013	$1.1B	0	$14.0M	3400.0%	no	5••• C•• L•
Jun 6, 2013	$1.1B	0	$14.0M	3400.0%	no	5••• C•• L•
Jun 4, 2013	$1.1B	0	$14.0M	3400.0%	no	5••• C•• L•
Jun 4, 2013	$1.1B	0	$14.0M	3400.0%	no	5••• C•• L•
Jun 3, 2013	$1.1B	0	$14.0M	3400.0%	no	5••• C•• L•
Jun 3, 2013	$1.1B	0	$14.0M	3400.0%	no	5••• C•• L•
Apr 1, 2013	$1.1B	0	$14.0M	3400.0%	no	5••• C•• L•
Feb 28, 2013	$1.0B	0	$14	2600.0%	no	5••• C•• L•
Nov 27, 2012	$1.0B	0	$14	2600.0%	no	5••• C•• L•
Sep 28, 2012	$1.0B	0	$14	2600.0%	no	5••• C•• L•
Aug 20, 2012	$1.0B	0	$14	2600.0%	no	5••• C•• L•
Jul 17, 2012	$1.0B	0	$14	2600.0%	no	5••• C•• L•
Jul 13, 2012	$1.0B	0	$14	2600.0%	no	5••• C•• L•
Mar 30, 2012	$1.0B	0	$14	2600.0%	no	5••• C•• L•