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RIA / WealthAdvisordual registered (broker-dealer)21 years in industry

Jesus Manuel Beltran

Advisor at CETERA INVESTMENT ADVISERS LLC

OCEANSIDE, CA | SAN DIEGO, CA

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Search this name across graphsid dfx:ria:87179baf-5c9a-8117-60dc-b7cdf631ed2f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 6:35 PM UTC and rebuilt at most every 15 minutes.

Relationships: 12
Dated events: 3
On other graphs: 0
Observed: Jan 11, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CETERA INVESTMENT ADVISERS LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 7, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 11
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Jan 7, 2005
First registration: Jan 11, 2005
Dual registered: yes, broker-dealer
Other names: JESS M BELTRAN|JESSE M BELTRAN
IAPD individual key: 4642364

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Aug 19, 2026	n/a	yes	OCEANSIDE, CA\|SAN DIEGO, CA	Current employment
LPL FINANCIAL LLC	Bd affiliated wealth	May 27, 2026	Aug 26, 2026	no	OCEANSIDE, CA\|SAN DIEGO, CA	Previous registration
SEASIDE WEALTH MANAGEMENT, INC.	Independent wealth	Apr 22, 2025	Jan 28, 2026	no	CARLSBAD, CA	Previous registration
PRINCIPAL SECURITIES, INC.	Bd affiliated wealth	Apr 27, 2021	May 14, 2024	no	DES MOINES, IA	Previous registration
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Nov 12, 2020	Apr 8, 2021	no	SAN DIEGO, CA	Previous registration
CETERA ADVISORS LLC	Former SEC adviser	Aug 2, 2019	Apr 8, 2021	no	SAN DIEGO, CA	Previous registration
FIRST ALLIED ADVISORY SERVICES, INC.	Former SEC adviser	Jul 2, 2012	Nov 12, 2020	no	CHESTERFIELD, MO\|SAN DIEGO, CA	Previous registration
FIRST ALLIED ASSET MANAGEMENT, INC.	Former SEC adviser	May 9, 2008	Sep 25, 2009	no	SAN DIEGO, CA	Previous registration
GREENBOOK INVESTMENT MANAGEMENT, INC.	n/a	May 9, 2008	Sep 25, 2009	no	SAN DIEGO, CA	Previous registration
FIRST ALLIED SECURITIES, INC.	Former SEC adviser	Jun 25, 2007	Jul 2, 2012	no	MUNDELEIN, IL\|SAN DIEGO, CA\|SAN DIEGO, CA	Previous registration
MADISON AVENUE ADVISORS, INC.	n/a	Aug 31, 2006	Jun 12, 2007	no	SAN DIEGO, CA	Previous registration
INTEGRITY BROKERAGE, LLC	n/a	Jan 11, 2005	Aug 23, 2006	no	Los Angeles, CA\|OCEANSIDE, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LPL FINANCIAL LLC	CETERA INVESTMENT ADVISERS LLC	Aug 26, 2026	Aug 19, 2026	-7	Firm change	Ibd to ibd
SEASIDE WEALTH MANAGEMENT, INC.	LPL FINANCIAL LLC	Jan 28, 2026	May 27, 2026	119	Firm change	RIA to ibd
PRINCIPAL SECURITIES, INC.	SEASIDE WEALTH MANAGEMENT, INC.	May 14, 2024	Apr 22, 2025	343	Firm change	Ibd to RIA
CETERA INVESTMENT ADVISERS LLC	PRINCIPAL SECURITIES, INC.	Apr 8, 2021	Apr 27, 2021	19	Firm change	Ibd to ibd
CETERA ADVISORS LLC	CETERA INVESTMENT ADVISERS LLC	Apr 8, 2021	Nov 12, 2020	-147	Firm change after gap	Ibd to ibd
FIRST ALLIED ADVISORY SERVICES, INC.	CETERA ADVISORS LLC	Nov 12, 2020	Aug 2, 2019	-468	Channel change	Ibd to ibd
FIRST ALLIED SECURITIES, INC.	GREENBOOK INVESTMENT MANAGEMENT, INC.	Jul 2, 2012	May 9, 2008	-1,515	Firm change after gap	Other
GREENBOOK INVESTMENT MANAGEMENT, INC.	FIRST ALLIED ASSET MANAGEMENT, INC.	Sep 25, 2009	May 9, 2008	-504	Firm change after gap	Other
FIRST ALLIED ASSET MANAGEMENT, INC.	FIRST ALLIED ADVISORY SERVICES, INC.	Sep 25, 2009	Jul 2, 2012	1,011	Firm change after gap	Other
MADISON AVENUE ADVISORS, INC.	FIRST ALLIED SECURITIES, INC.	Jun 12, 2007	Jun 25, 2007	13	Firm change	Other
INTEGRITY BROKERAGE, LLC	MADISON AVENUE ADVISORS, INC.	Aug 23, 2006	Aug 31, 2006	8	Firm change	Other

Relationships

Registered with (11)

→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: previous registration
Nov 12, 2020 to Apr 8, 2021factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
May 27, 2026 to Aug 26, 2026factForm ADV
→ SEASIDE WEALTH MANAGEMENT, INC.Registered adviserregistration: previous registration
Apr 22, 2025 to Jan 28, 2026factForm ADV
→ PRINCIPAL SECURITIES, INC.Registered adviserregistration: previous registration
Apr 27, 2021 to May 14, 2024factForm ADV
→ CETERA ADVISORS LLCRegistered adviserregistration: previous registration
Aug 2, 2019 to Apr 8, 2021factForm ADV
→ FIRST ALLIED ADVISORY SERVICES, INC.Registered adviserregistration: previous registration
Jul 2, 2012 to Nov 12, 2020factForm ADV
→ FIRST ALLIED SECURITIES, INC.Registered adviserregistration: previous registration
Jun 25, 2007 to Jul 2, 2012factForm ADV
→ GREENBOOK INVESTMENT MANAGEMENT, INC.Registered adviserregistration: previous registration
May 9, 2008 to Sep 25, 2009factForm ADV
→ FIRST ALLIED ASSET MANAGEMENT, INC.Registered adviserregistration: previous registration
May 9, 2008 to Sep 25, 2009factForm ADV
→ MADISON AVENUE ADVISORS, INC.Registered adviserregistration: previous registration
Aug 31, 2006 to Jun 12, 2007factForm ADV
→ INTEGRITY BROKERAGE, LLCRegistered adviserregistration: previous registration
Jan 11, 2005 to Aug 23, 2006factForm ADV

Dated events

Occurred
Aug 26, 2026
Advisor changed firm
Jesus Manuel Beltran left Lpl Financial Llc for Cetera Investment Advisers Llc (registered 2026-08-19)
Form ADVobserved 6 days ago
Occurred
Jan 28, 2026
Advisor changed firm
Jesus Manuel Beltran left Seaside Wealth Management, Inc. for Lpl Financial Llc (registered 2026-05-27)
Form ADVobserved 6 days ago
Occurred
May 14, 2024
Advisor changed firm
Jesus Manuel Beltran left Principal Securities, Inc. for Seaside Wealth Management, Inc. (registered 2025-04-22)
Form ADVobserved 6 days ago