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Advisor at CETERA INVESTMENT ADVISERS LLC
STATEN ISLAND, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | Bd affiliated wealth | Sep 5, 2025 | n/a | yes | STATEN ISLAND, NY | Current employment |
| AVANTAX PLANNING PARTNERS, INC. | Bd affiliated wealth | Jul 19, 2022 | n/a | yes | STATEN ISLAND, NY | Current employment |
| AVANTAX ADVISORY SERVICES | Former SEC adviser | Jan 10, 2022 | Sep 5, 2025 | no | STATEN ISLAND, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| AVANTAX ADVISORY SERVICES | AVANTAX PLANNING PARTNERS, INC. | Sep 5, 2025 | Jul 19, 2022 | -1,144 | Channel change | Ibd to RIA |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 104556:106237:NY:2025-09-05 | Sep 5, 2025 | Jul 19, 2022 | STATEN ISLAND, NY | Firm change after gap |