C••••••• C•••••

Advisor at K••••• A••••••• S•••••••• L••

San Diego, CA | AUSTIN, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:872c97f6-7e34-ceb1-7555-8585cb8b2b33

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:15 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Sep 29, 2008 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: K••••• A••••••• S•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Sep 26, 2008earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
K••••• A••••••• S•••••••• L••	Bd affiliated wealth	Sep 2, 2025	n/a	yes	AUSTIN, TX\|San Diego, CA	Current employment
C••••••••• F•••••••• N••••••	National bd RIA	Apr 13, 2015	Sep 2, 2025	no	SAN DIEGO, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••••• F•••••••• N••••••	K••••• A••••••• S•••••••• L••	Sep 2, 2025	Sep 2, 2025	0	Firm change	Ibd to ibd
E••••• J••••	C••••••••• F•••••••• N••••••	Apr 13, 2015	Apr 13, 2015

Team moves

••• Locked

Team	Left	Joined	From	Kind
8032:283330:CA:2025-08-27	Sep 2, 2025	Sep 2, 2025	SAN DIEGO, CA	Firm change

Relationships

Registered with (3)

→ K••••• A••••••• S•••••••• L••Registered adviserregistration: current employment
Sep 2, 2025 to presentfactForm ADV
→ C••••••••• F•••••••• N••••••Registered adviserregistration: previous registration
Apr 13, 2015 to Sep 2, 2025factForm ADV
→ E••••• J••••Registered adviserregistration: previous registration
Sep 29, 2008 to Apr 13, 2015factForm ADV

Dated events

Occurred
Sep 2, 2025
Advisor changed firm
C••••••• C••••• left C••••••••• F•••••••• N•••••• for K••••• A••••••• S•••••••• L•• (registered 2025-09-02)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:872c97f6-7e34-ceb1-7555-8585cb8b2b33
First observed: Sep 29, 2008
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.