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RIA / WealthAdvisordual registered (broker-dealer)35 years in industry

KENDAL PATRICK SHAW

Advisor at RETIREMENT PLAN ADVISORS, LLC

WESLEY CHAPEL, FL | CHICAGO, IL

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Search this name across graphsid dfx:ria:8731dd2b-2313-8713-4dfd-a7d52456753d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:02 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Feb 22, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: RETIREMENT PLAN ADVISORS, LLC
Current firm class: mixed wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 3, 1991earliest registration or exam on IAPD
Years in industry: 35derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S66|S63
First exam: Jul 3, 1991
First registration: Feb 22, 2017
Dual registered: yes, broker-dealer
IAPD individual key: 2157760

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
RETIREMENT PLAN ADVISORS, LLC	Mixed wealth	Feb 27, 2025	n/a	yes	CHICAGO, IL\|WESLEY CHAPEL, FL	Current employment
AMERITAS ADVISORY SERVICES, LLC	Bd affiliated wealth	Aug 15, 2022	Dec 31, 2024	no	Naples, FL	Previous registration
WOODBURY FINANCIAL SERVICES, INC.	Former SEC adviser	Mar 12, 2020	Jan 10, 2022	no	BONITA SPRINGS, FL\|WESLEY CHAPEL, FL	Previous registration
SCOTTRADE INVESTMENT MANAGEMENT	Former SEC adviser	Feb 22, 2017	Mar 7, 2018	no	Tampa, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
AMERITAS ADVISORY SERVICES, LLC	RETIREMENT PLAN ADVISORS, LLC	Dec 31, 2024	Feb 27, 2025	58	Firm change	Ibd to RIA
WOODBURY FINANCIAL SERVICES, INC.	AMERITAS ADVISORY SERVICES, LLC	Jan 10, 2022	Aug 15, 2022	217	Firm change	Ibd to ibd
SCOTTRADE INVESTMENT MANAGEMENT	WOODBURY FINANCIAL SERVICES, INC.	Mar 7, 2018	Mar 12, 2020	736	Firm change after gap	Ibd to ibd

Relationships

Registered with (4)

→ RETIREMENT PLAN ADVISORS, LLCRegistered adviserregistration: current employment
Feb 27, 2025 to presentfactForm ADV
→ AMERITAS ADVISORY SERVICES, LLCRegistered adviserregistration: previous registration
Aug 15, 2022 to Dec 31, 2024factForm ADV
→ WOODBURY FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Mar 12, 2020 to Jan 10, 2022factForm ADV
→ SCOTTRADE INVESTMENT MANAGEMENTRegistered adviserregistration: previous registration
Feb 22, 2017 to Mar 7, 2018factForm ADV

Dated events

Occurred
Dec 31, 2024
Advisor changed firm
Kendal Patrick Shaw left Ameritas Advisory Services, Llc for Retirement Plan Advisors, Llc (registered 2025-02-27)
Form ADVobserved 4 days ago
Occurred
Jan 10, 2022
Advisor changed firm
Kendal Patrick Shaw left Woodbury Financial Services, Inc. for Ameritas Advisory Services, Llc (registered 2022-08-15)
Form ADVobserved 4 days ago