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RIA / WealthAdvisor33 years in industry

SEAN Robert DIGNAN

Advisor at GORDON CARLSON & ASSOCIATES

INDIO, CA

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 2:51 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: May 30, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: GORDON CARLSON & ASSOCIATES
Current firm class: former SEC adviserderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 20, 1993earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Jan 20, 1993
First registration: May 30, 2007
Dual registered: no
Other names: SEAN R DIGNAN
IAPD individual key: 1689686

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
GORDON CARLSON & ASSOCIATES	Former SEC adviser	Jul 15, 2022	n/a	yes	INDIO, CA	Current employment
INDEX FUND ADVISORS, INC.	Independent wealth	Jul 18, 2019	Aug 3, 2020	no	IRVINE, CA	Previous registration
Acorns	Independent wealth	Sep 27, 2013	Sep 5, 2017	no	IRVINE, CA	Previous registration
SRD CAPITAL MANAGEMENT	n/a	Jan 26, 2011	Dec 31, 2019	no	HUNTINGTON BEACH, CA	Previous registration
SRD CAPITAL MANAGEMENT	n/a	Jan 6, 2010	Nov 9, 2010	no	HUNTINGTON BEACH, CA	Previous registration
WOODBURY FINANCIAL SERVICES, INC.	Former SEC adviser	Sep 11, 2009	Dec 14, 2010	no	COSTA MESA, CA	Previous registration
NEWPORT COAST ASSET MANAGEMENT	Former SEC adviser	May 30, 2007	Aug 4, 2009	no	IRVINE, CA\|NEWPORT BEACH, CA\|HUNTINGTON BEACH, CA\|IRVINE, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
INDEX FUND ADVISORS, INC.	GORDON CARLSON & ASSOCIATES	Aug 3, 2020	Jul 15, 2022	711	Firm change after gap	Other
SRD CAPITAL MANAGEMENT	Acorns	Dec 31, 2019	Sep 27, 2013	-2,286	Firm change after gap	Other
Acorns	INDEX FUND ADVISORS, INC.	Sep 5, 2017	Jul 18, 2019	681	Firm change after gap	Other
WOODBURY FINANCIAL SERVICES, INC.	SRD CAPITAL MANAGEMENT	Dec 14, 2010	Jan 6, 2010	-342	Firm change after gap	Other
NEWPORT COAST ASSET MANAGEMENT	WOODBURY FINANCIAL SERVICES, INC.	Aug 4, 2009	Sep 11, 2009	38	Firm change	Other

Relationships

Registered with (6)

→ GORDON CARLSON & ASSOCIATESRegistered adviserregistration: current employment
Jul 15, 2022 to presentfactForm ADV
→ INDEX FUND ADVISORS, INC.Registered adviserregistration: previous registration
Jul 18, 2019 to Aug 3, 2020factForm ADV
→ SRD CAPITAL MANAGEMENTRegistered adviserregistration: previous registration
Jan 26, 2011 to Dec 31, 2019factForm ADV
→ ACORNSRegistered adviserregistration: previous registration
Sep 27, 2013 to Sep 5, 2017factForm ADV
→ WOODBURY FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Sep 11, 2009 to Dec 14, 2010factForm ADV
→ NEWPORT COAST ASSET MANAGEMENTRegistered adviserregistration: previous registration
May 30, 2007 to Aug 4, 2009factForm ADV

Dated events

No dated event names this entity yet.