DFX Intelligence

R•••••• J•••• H••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor32 years in industry

R•••••• J•••• H••••

Advisor at W••••••••• P•••••••

Tampa, FL | OMAHA, NE

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Search this name across graphsid dfx:ria:87400eef-83c3-8654-c1bd-f5cde122072a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:49 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jul 31, 1996 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W••••••••• P•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 28, 1993earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W••••••••• P•••••••	Independent wealth	Jan 8, 2020	n/a	yes	OMAHA, NE\|Tampa, FL	Current employment
W••••••••• P•••••••	Former SEC adviser	Mar 6, 2014	Jul 10, 2020	no	OMAHA, NE	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W••••••••• P•••••••	W••••••••• P•••••••	Jul 10, 2020	Jan 8, 2020	-184	Bulk transfer	RIA to RIA
E•••••••• A•••••••• L••	W••••••••• P•••••••	Feb 28, 2014	Mar 6, 2014

Relationships

Registered with (4)

→ W••••••••• P•••••••Registered adviserregistration: current employment
Jan 8, 2020 to presentfactForm ADV
→ W••••••••• P•••••••Registered adviserregistration: previous registration
Mar 6, 2014 to Jul 10, 2020factForm ADV
→ E•••••••• A•••••••• L••Registered adviserregistration: previous registration
Feb 7, 2007 to Feb 28, 2014factForm ADV
→ L•• F•••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:87400eef-83c3-8654-c1bd-f5cde122072a
First observed: Jul 31, 1996
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.