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Advisor at RB CAPITAL MANAGEMENT, LLC
Windsor, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RB CAPITAL MANAGEMENT, LLC | Independent wealth | May 6, 2022 | n/a | yes | Windsor, CA | Current employment |
| BUCKINGHAM STRATEGIC WEALTH, LLC | Former SEC adviser | Feb 25, 2013 | Jun 28, 2022 | no | SANTA ROSA, CA|ST LOUIS, MO | Previous registration |
| RB CAPITAL MANAGEMENT, LLC | Independent wealth | Mar 26, 2010 | Apr 3, 2015 | no | WALNUT CREEK, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| BUCKINGHAM STRATEGIC WEALTH, LLC | RB CAPITAL MANAGEMENT, LLC | Jun 28, 2022 | May 6, 2022 | -53 | Firm change after gap | RIA to RIA |
| RB CAPITAL MANAGEMENT, LLC | BUCKINGHAM STRATEGIC WEALTH, LLC | Apr 3, 2015 | Feb 25, 2013 | -767 | Firm change after gap | Other |