DFX Intelligence

R•••••• L•• R•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)35 years in industry

R•••••• L•• R•••

Advisor at N•• A•••• M••••••••• L••

FAIR LAWN, NJ

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Search this name across graphsid dfx:ria:87506456-8345-1e90-7cb5-6c8639e82e52

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:10 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Nov 22, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N•• A•••• M••••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Apr 17, 1991earliest registration or exam on IAPD
Years in industry: 35derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
N•• A•••• M••••••••• L••	Bd affiliated wealth	Jan 9, 2018	n/a	yes	FAIR LAWN, NJ	Current employment
N•• A•••• M••••••••• L••	Bd affiliated wealth	May 11, 2010	Dec 31, 2017	no	FAIR LAWN, NJ	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• F•••• A•••••••	N•• A•••• M••••••••• L••	Dec 31, 2009	May 11, 2010	131	Firm change	Other
T• W••••• M••••••••• S••••••• I•••	W•••• F•••• A•••••••	Aug 11, 2008	Aug 28, 2008

Relationships

Registered with (5)

→ N•• A•••• M••••••••• L••Registered adviserregistration: previous registration
May 11, 2010 to Dec 31, 2017factForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Aug 28, 2008 to Dec 31, 2009factForm ADV
→ T• W••••• M••••••••• S••••••• I•••Registered adviserregistration: previous registration
Sep 8, 2006 to Aug 11, 2008factForm ADV
→ B••• O• A•••••• I••••••••• S•••••••• I•••Registered adviserregistration: previous registration

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:87506456-8345-1e90-7cb5-6c8639e82e52
First observed: Nov 22, 2002
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.