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M••••• D••••••• L•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)26 years in industry

M••••• D••••••• L•••••••••

Advisor at R•••••• J•••• F•••••••• S••••••• A•••••••• I••

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Search this name across graphsid dfx:ria:875becfa-cc39-4b93-118a-144b58c1a118

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:40 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Apr 22, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R•••••• J•••• F•••••••• S••••••• A•••••••• I••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 30, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 14derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
R•••••• J•••• F•••••••• S••••••• A•••••••• I••	Bd affiliated wealth	Jan 30, 2012	n/a	yes	PORTLAND, OR\|HAPPY VALLEY, OR\|BEND, OR\|EUGENE, OR\|BEAVERTON, OR\|PORTLAND, OR\|REDMOND, OR\|OREGON CITY, OR\|MCMINNVILLE, OR\|PORTLAND, OR\|WILSONVILLE, OR\|TROUTDALE, OR\|VANCOUVER, WA\|PORTLAND, OR\|GRESHAM, OR\|PORTLAND, OR	Current employment
C••• F•••••••• S•••••••• L•••	Former SEC adviser	May 23, 2006

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
C••• F•••••••• S•••••••• L•••	R•••••• J•••• F•••••••• S••••••• A•••••••• I••	Jan 23, 2012	Jan 30, 2012	7	Firm change	Other
N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N••	C••• F•••••••• S•••••••• L•••	Nov 1, 2002

Relationships

Registered with (3)

→ R•••••• J•••• F•••••••• S••••••• A•••••••• I••Registered adviserregistration: current employment
Jan 30, 2012 to presentfactForm ADV
→ C••• F•••••••• S•••••••• L•••Registered adviserregistration: previous registration
May 23, 2006 to Jan 23, 2012factForm ADV
→ N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N••Registered adviserregistration: previous registration
Apr 22, 2002 to Nov 1, 2002factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:875becfa-cc39-4b93-118a-144b58c1a118
First observed: Apr 22, 2002
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.