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RIA / WealthAdvisorChartered Financial Consultantdual registered (broker-dealer)36 years in industry

KARNAIL SINGH KOONER

Advisor at LPL FINANCIAL LLC

CHANTILLY, VA

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Search this name across graphsid dfx:ria:8773f9ce-a6d5-9f68-a80d-65e72a2d5c73

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:46 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jul 22, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 19, 1990earliest registration or exam on IAPD
Years in industry: 36derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Designations: Chartered Financial Consultant
Exams: S63|S65
First exam: Jan 19, 1990
First registration: Jul 22, 2002
Dual registered: yes, broker-dealer
IAPD individual key: 1916011

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Nov 6, 2023	n/a	yes	CHANTILLY, VA	Current employment
TRUSTAGE INVESTMENT MANAGEMENT	Institutional manager	Oct 12, 2012	Oct 20, 2023	no	MADISON, WI\|CHANTILLY, VA	Previous registration
CUNA BROKERAGE SERVICES, INC.	Former SEC adviser	Jan 13, 2004	Oct 10, 2012	no	MADISON, WI\|Brown Summit, NC\|GREENSBORO, NC\|CENTREVILLE, VA\|CHANTILLY, VA\|Madison, WI	Previous registration
VOYA FINANCIAL PARTNERS, LLC	Former SEC adviser	Jul 22, 2002	Dec 19, 2002	no	WASHINGTON, DC	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
TRUSTAGE INVESTMENT MANAGEMENT	LPL FINANCIAL LLC	Oct 20, 2023	Nov 6, 2023	17	Firm change	Other
CUNA BROKERAGE SERVICES, INC.	TRUSTAGE INVESTMENT MANAGEMENT	Oct 10, 2012	Oct 12, 2012	2	Channel change	Other
VOYA FINANCIAL PARTNERS, LLC	CUNA BROKERAGE SERVICES, INC.	Dec 19, 2002	Jan 13, 2004	390	Firm change	Other

Relationships

Registered with (4)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Nov 6, 2023 to presentfactForm ADV
→ TRUSTAGE INVESTMENT MANAGEMENTRegistered adviserregistration: previous registration
Oct 12, 2012 to Oct 20, 2023factForm ADV
→ CUNA BROKERAGE SERVICES, INC.Registered adviserregistration: previous registration
Jan 13, 2004 to Oct 10, 2012factForm ADV
→ VOYA FINANCIAL PARTNERS, LLCRegistered adviserregistration: previous registration
Jul 22, 2002 to Dec 19, 2002factForm ADV

Dated events

Occurred
Oct 20, 2023
Advisor changed firm
Karnail Singh Kooner left Trustage Investment Management for Lpl Financial Llc (registered 2023-11-06)
Form ADVobserved 5 days ago