DFX Intelligence

A•••••• L••• B•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)23 years in industry

A•••••• L••• B•••••

Advisor at I•• A•••••••• L••

Charlotte, NC | ATLANTA, GA

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:19 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Sep 26, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I•• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 26, 2002earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
I•• A•••••••• L••	Independent wealth	Jan 10, 2022	n/a	yes	Charlotte, NC\|ATLANTA, GA	Current employment
T••••••• D•••• A•••• M•••••••••	Independent wealth	Aug 6, 2012	Mar 11, 2013	no	CHARLOTTE, NC\|RICHMOND, VA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T••••••• D•••• A•••• M•••••••••	I•• A•••••••• L••	Mar 11, 2013	Jan 10, 2022	3,227	Firm change after gap	Other
B••• A•••• M••••••••• I•••	T••••••• D•••• A•••• M•••••••••	Jun 9, 2005	Aug 6, 2012

Relationships

Registered with (3)

→ I•• A•••••••• L••Registered adviserregistration: current employment
Jan 10, 2022 to presentfactForm ADV
→ T••••••• D•••• A•••• M•••••••••Registered adviserregistration: previous registration
Aug 6, 2012 to Mar 11, 2013factForm ADV
→ B••• A•••• M••••••••• I•••Registered adviserregistration: previous registration
Sep 26, 2002 to Jun 9, 2005factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Sep 26, 2002
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.