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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 100m 1b

HARKNESS CAPITAL MANAGEMENT LLC

CRD 289882

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:87791bc7-80ac-bfa7-368e-d45ac5b323e5

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:02 AM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 6
On other graphs: 2
Observed: Jun 18, 2020 to Mar 31, 2026
11 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Harkness Capital Management LLC

Private equity manager · shared crd

Independent Sponsorsidentity

Harkness Capital Management LLC

Capital provider to sponsors · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $204MItem 5.F on the latest filing (2026-03-31); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $169M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 10
Advisory employees: 10
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 5
Private funds: 5Schedule D 7.B(1)
Custody, client assets: $0
SEC number: 801-119085
CRD: 289882
Filings on the tape: 11
First filed: Jun 18, 2020
Latest filed: Mar 31, 2026
Organised: Limited Liability Company, DE
Website: harknesscapital.com

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
HCP FRESH INVESTORS LP	Private Equity Fund	$115M	Mar 25, 2024	21	Mar 31, 2021	reported	021-292414
HARKNESS CAPITAL PARTNERS I LP	Private Equity Fund	$108M	Mar 25, 2024	27	Mar 20, 2020	reported	021-332053
SFE HOLDINGS LLC	Private Equity Fund	$63.3M	Jun 18, 2020	20	Sep 25, 2017	dropped	021-292414
HARKNESS CAPITAL PARTNERS II LP	Private Equity Fund	$50.5M	Mar 25, 2024	25	Mar 25, 2024	reported	021-506563
HARKNESS CAPITAL PARTNERS LP	Private Equity Fund	$28.6M	Mar 26, 2019	9	Sep 25, 2017	dropped	021-292412
HARKNESS CYCLONE CO-INVESTMENT LP	Private Equity Fund	$25.8M	Mar 25, 2024	40	Mar 29, 2023	reported	021-456382
HARKNESS LOGISTICS CO-INVESTMENT, LP	Private Equity Fund	$9.4M	Nov 23, 2022	6	Mar 20, 2020	dropped	n/a

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
DARDANI, EDWARD, VINCENT	MANAGING MEMBER	E	yes	04/2014	Jun 18, 2020	Mar 25, 2024
RUSTUM, WILLIAM, MICHAEL	CHIEF COMPLIANCE OFFICER	Na	yes	04/2022	Nov 23, 2022	Mar 25, 2024
DARDANI, MARY, LYONS	Member	A	no	01/2020	Nov 23, 2022	Mar 25, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
HARKNESS CAPITAL PARTNERS GP LP	n/a	n/a	n/a	N	yes	n/a
HCP I GP LLC	n/a	n/a	n/a	N	yes	n/a
HCP II GP LLC	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Private funds	Fund GAV
2025	Mar 31, 2026	$204M	$169M	10	10	5	n/a
2024	Mar 25, 2025	$354M	$177M	11	11	5	n/a
2023	Mar 25, 2024	$299M	$158M	11	11	4	$299M
2022	Mar 29, 2023	$205M	$76.4M	10	10	3	$205M
2021	Mar 18, 2022	$353M	$220M	10	9	3	$353M
2020	Mar 31, 2021	$238M	$135M	8	7	3	$238M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$204M	$354M	-42.4%	$205M	-0.2%	10	11	0	0

Relationships

Advises (7)

→ HARKNESS CYCLONE CO-INVESTMENT LPPrivate fundPrivate Equity Fund, IA
Mar 29, 2023 to presentfactForm ADV
→ HARKNESS CAPITAL PARTNERS I LPPrivate fundPrivate Equity Fund, IA
Mar 20, 2020 to presentfactForm ADV
→ HARKNESS CAPITAL PARTNERS II LPPrivate fundPrivate Equity Fund, IA
Mar 25, 2024 to presentfactForm ADV
→ HCP FRESH INVESTORS LPPrivate fundPrivate Equity Fund, IA
Mar 31, 2021 to presentfactForm ADV
→ HARKNESS LOGISTICS CO-INVESTMENT, LPPrivate fundPrivate Equity Fund, IA, no longer reported
Mar 20, 2020 to Nov 23, 2022factForm ADV
→ SFE HOLDINGS LLCPrivate fundPrivate Equity Fund, ERA, no longer reported
Sep 25, 2017 to Jun 18, 2020factForm ADV
→ HARKNESS CAPITAL PARTNERS LPPrivate fundPrivate Equity Fund, ERA, no longer reported
Sep 25, 2017 to Mar 26, 2019factForm ADV

Controls (2)

← DARDANI, EDWARD, VINCENTOwnerMANAGING MEMBER, ownership code E, individual
Jun 18, 2020 to Mar 25, 2024factForm ADV
← RUSTUM, WILLIAM, MICHAELOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Nov 23, 2022 to Mar 25, 2024factForm ADV

Owns (1)

← DARDANI, MARY, LYONSOwnerMEMBER, ownership code A, individual
Nov 23, 2022 to Mar 25, 2024factForm ADV

Dated events

Occurred
Mar 31, 2026
Regulatory AUM changed
Harkness Capital Management Llc reported RAUM $203.8M, down 42% from $353.9M (2025-03-25 to 2026-03-31)
Form ADVobserved 3 days ago
$-150M
Occurred
Mar 29, 2023
Regulatory AUM changed
Harkness Capital Management Llc reported RAUM $205.2M, down 42% from $353.3M (2022-11-23 to 2023-03-29)
Form ADVobserved 3 days ago
$-148M
Occurred
Nov 23, 2022
Control person joined
Michael William Rustum (Chief Compliance Officer) appeared on Schedule A of Harkness Capital Management Llc
Form ADVobserved 3 days ago
Occurred
Mar 18, 2022
Regulatory AUM changed
Harkness Capital Management Llc reported RAUM $353.3M, up 49% from $237.8M (2021-05-24 to 2022-03-18)
Form ADVobserved 3 days ago
$115M
Occurred
Mar 18, 2022
Control person left
Paola Gardenia Galiardo (Chief Compliance Officer) no longer on Schedule A of Harkness Capital Management Llc (listed 2021-05-24, absent 2022-03-18)
Form ADVobserved 3 days ago
Occurred
Jun 18, 2020
First Form ADV filing
Harkness Capital Management Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 3 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:87791bc7-80ac-bfa7-368e-d45ac5b323e5
First observed: Jun 18, 2020
Last observed: Mar 31, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

HARKNESS CAPITAL MANAGEMENT LLC

CRD 289882

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:87791bc7-80ac-bfa7-368e-d45ac5b323e5

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:02 AM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

HCP FRESH INVESTORS LP

Private Equity Fund

$115M

Mar 25, 2024

Mar 31, 2021

reported

021-292414

HARKNESS CAPITAL PARTNERS I LP

Private Equity Fund

$108M

Mar 25, 2024

Mar 20, 2020

reported

021-332053

SFE HOLDINGS LLC

Private Equity Fund

$63.3M

Jun 18, 2020

Sep 25, 2017

dropped

021-292414

HARKNESS CAPITAL PARTNERS II LP

Private Equity Fund

$50.5M

Mar 25, 2024

reported

021-506563

HARKNESS CAPITAL PARTNERS LP

Private Equity Fund

$28.6M

Mar 26, 2019

Sep 25, 2017

dropped

021-292412

HARKNESS CYCLONE CO-INVESTMENT LP

Private Equity Fund

$25.8M

Mar 25, 2024

Mar 29, 2023

reported

021-456382

HARKNESS LOGISTICS CO-INVESTMENT, LP

Private Equity Fund

$9.4M

Nov 23, 2022

Mar 20, 2020

dropped

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

DARDANI, EDWARD, VINCENT

MANAGING MEMBER

yes

04/2014

Jun 18, 2020

Mar 25, 2024

RUSTUM, WILLIAM, MICHAEL

CHIEF COMPLIANCE OFFICER

yes

04/2022

Nov 23, 2022

Mar 25, 2024

DARDANI, MARY, LYONS

Member

01/2020

Nov 23, 2022

Mar 25, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

HARKNESS CAPITAL PARTNERS GP LP

n/a

yes

n/a

HCP I GP LLC

n/a

yes

n/a

HCP II GP LLC

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 31, 2026

$204M

$169M

n/a

2024

Mar 25, 2025

$354M

$177M

n/a

2023

Mar 25, 2024

$299M

$158M

$299M

2022

Mar 29, 2023

$205M

$76.4M

$205M

2021

Mar 18, 2022

$353M

$220M

$353M

2020

Mar 31, 2021

$238M

$135M

$238M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$204M

$354M

-42.4%

$205M

-0.2%