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RIA / WealthAdvisordual registered (broker-dealer)30 years in industry

RIKI RACHEL BREWSTER

Advisor at J.P. MORGAN SECURITIES LLC

San Francisco, CA

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Search this name across graphsid dfx:ria:8779d314-2f2e-9696-95d6-531e0bcb26a9

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:29 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jul 19, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J.P. MORGAN SECURITIES LLC
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 6, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S63|S65|S66
First exam: May 6, 1996
First registration: Jul 19, 1999
Dual registered: yes, broker-dealer
Other names: RACHEL BREWSTER|R RACHEL BREWSTER|BREWSTER RACHEL RIKI RACHEL
IAPD individual key: 2720235

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
J.P. MORGAN SECURITIES LLC	Wirehouse	Nov 22, 2023	n/a	yes	San Francisco, CA	Current employment
MORGAN STANLEY INVESTMENT ADVISORS INC.	n/a	Dec 15, 2006	Feb 19, 2009	no	SAN FRANCISCO, CA\|NEW YORK, NY	Previous registration
PIPER SANDLER & CO.	Institutional manager	Jun 14, 2004	Apr 1, 2005	no	SAN FRANCISCO, CA	Previous registration
BANC OF AMERICA SECURITIES LLC	n/a	Jul 19, 1999	Jul 31, 2003	no	SAN FRANCISCO, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MORGAN STANLEY INVESTMENT ADVISORS INC.	J.P. MORGAN SECURITIES LLC	Feb 19, 2009	Nov 22, 2023	5,389	Firm change after gap	Other
PIPER SANDLER & CO.	MORGAN STANLEY INVESTMENT ADVISORS INC.	Apr 1, 2005	Dec 15, 2006	623	Firm change after gap	Other
BANC OF AMERICA SECURITIES LLC	PIPER SANDLER & CO.	Jul 31, 2003	Jun 14, 2004	319	Firm change	Other

Relationships

Registered with (4)

→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: current employment
Nov 22, 2023 to presentfactForm ADV
→ MORGAN STANLEY INVESTMENT ADVISORS INC.Registered adviserregistration: previous registration
Dec 15, 2006 to Feb 19, 2009factForm ADV
→ PIPER SANDLER & CO.Registered adviserregistration: previous registration
Jun 14, 2004 to Apr 1, 2005factForm ADV
→ BANC OF AMERICA SECURITIES LLCRegistered adviserregistration: previous registration
Jul 19, 1999 to Jul 31, 2003factForm ADV

Dated events

No dated event names this entity yet.