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RIA / WealthAdvisordual registered (broker-dealer)16 years in industry

Erin Nicole Diegel

Advisor at CAPITAL CLIENT GROUP, INC.

LOS ANGELES, CA | Dallas , TX

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Search this name across graphsid dfx:ria:877c7d25-c93a-393c-69b7-efca9205db7a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:04 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Dec 4, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CAPITAL CLIENT GROUP, INC.
Current firm class: no raum reportedderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 2, 2009earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S65|S66
First exam: Dec 2, 2009
First registration: Dec 4, 2009
Dual registered: yes, broker-dealer
Other names: ERIN NICOLE COVER
IAPD individual key: 5540990

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CAPITAL CLIENT GROUP, INC.	No RAUM reported	Jul 27, 2026	n/a	yes	Dallas , TX\|LOS ANGELES, CA	Current employment
BLACKROCK INVESTMENT MANAGEMENT, LLC	Asset manager	Jul 29, 2021	Jul 6, 2026	no	Dallas, TX\|PRINCETON, NJ\|BOSTON, MA\|PRINCETON, NJ\|PRINCETON, NJ	Previous registration
CURIAN CAPITAL, LLC	Former SEC adviser	Oct 30, 2013	Jan 5, 2016	no	DENVER, CO	Previous registration
EDWARD JONES	National bd RIA	Dec 4, 2009	Jan 31, 2012	no	ST. LOUIS, MO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
BLACKROCK INVESTMENT MANAGEMENT, LLC	CAPITAL CLIENT GROUP, INC.	Jul 6, 2026	Jul 27, 2026	21	Firm change	Other
CURIAN CAPITAL, LLC	BLACKROCK INVESTMENT MANAGEMENT, LLC	Jan 5, 2016	Jul 29, 2021	2,032	Firm change after gap	Other
EDWARD JONES	CURIAN CAPITAL, LLC	Jan 31, 2012	Oct 30, 2013	638	Firm change after gap	Other

Relationships

Registered with (4)

→ CAPITAL CLIENT GROUP, INC.Registered adviserregistration: current employment
Jul 27, 2026 to presentfactForm ADV
→ BLACKROCK INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jul 29, 2021 to Jul 6, 2026factForm ADV
→ CURIAN CAPITAL, LLCRegistered adviserregistration: previous registration
Oct 30, 2013 to Jan 5, 2016factForm ADV
→ EDWARD JONESRegistered adviserregistration: previous registration
Dec 4, 2009 to Jan 31, 2012factForm ADV

Dated events

Occurred
Jul 6, 2026
Advisor changed firm
Erin Nicole Diegel left Blackrock Investment Management, Llc for Capital Client Group, Inc. (registered 2026-07-27)
Form ADVobserved 5 days ago