DFX Intelligence

C•••••• W••••• M•••••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered advisermixed wealth managerSEC registeredRAUM 100m 1b

C•••••• W••••• M•••••••••

C•••••• W••••• M•••••••••, INC., CRD 162299

RALEIGH, NC

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Search this name across graphsid dfx:ria:8782a0ec-61e6-1737-9b32-326132089bb6

Data as of Mar 19, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:40 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 1
Observed: Nov 25, 2019 to Mar 19, 2026
12 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Allocatorsidentity

C•••••• W••••• M•••••••••

Investment consultant · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: mixed wealth managerderivedprivate_client_share=0.34 fund_share=0.0 institutional_share=0.66 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $196M••• Locked
Discretionary RAUM: $192M
Private client RAUM: $67.4Mderived••• Locked
Private client share: 34%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 4
RAUM per advisor: $48.9Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
B•••• A•••• P•••••••	n/a	RALEIGH, NC	14	17	1	no
J••••• M•••••• T•••••	Certified Financial Planner	RALEIGH, NC \| Daphne, AL	11	24

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
P•••••••• B••••• A••••	CHIEF EXECUTIVE OFFICER/CHIEF COMPLIANCE OFFICER/SHAREHOLDER	D	yes	02/2012	Nov 25, 2019	Mar 7, 2024
T•••••• J•••••• M••••••	PRESIDENT/SHAREHOLDER	D	yes	05/2015	Nov 25, 2019	Mar 7, 2024

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$196M	$176M	11.4%	$130M	14.7%	4	4	3	3

Relationships

Registered with (4)

← C••••• A•• S•••Advisorregistration: current employment
Jul 11, 2023 to presentfactForm ADV
← S•••• A••• B••••Advisorregistration: current employment
Jan 5, 2017 to presentfactForm ADV
← J••••• M•••••• T•••••Advisorregistration: current employment
Mar 20, 2015 to presentfactForm ADV
← B•••• A•••• P•••••••

Dated events

Occurred
Nov 25, 2019
First Form ADV filing
C•••••• W••••• M••••••••• filed its initial SEC registration (Form ADV)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8782a0ec-61e6-1737-9b32-326132089bb6
First observed: Nov 25, 2019
Last observed: Mar 19, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.