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Advisor at L•• F•••••••• L••
ALEXANDRIA, VA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| L•• F•••••••• L•• | Bd affiliated wealth | Dec 20, 2012 | n/a | yes | ALEXANDRIA, VA | Current employment |
| B••• I••••••••• S•••••••• I••• | Former SEC adviser | May 15, 2012 | Dec 19, 2012 | no |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| B••• I••••••••• S•••••••• I••• | L•• F•••••••• L•• | Dec 19, 2012 | Dec 20, 2012 | 1 | Firm change | Other |
| W•••• F•••• A••••••• | B••• I••••••••• S•••••••• I••• | May 18, 2012 |
| Previous registration |
| W•••• F•••• A••••••• | Wirehouse | Jun 21, 2004 | May 18, 2012 | no | ALEXANDRIA, VA|ALEXANDRIA, VA|ALEXANDRIA, VA|FALLS CHURCH, VA|ALEXANDRIA, VA|COLUMBIA, MD|MCLEAN, VA | Previous registration |
| M••••• S•••••• D• I••• | n/a | Oct 28, 1999 | Jun 15, 2004 | no | GREENVILLE, DE | Previous registration |
| -3 |
| Firm change |
| Wirehouse to new firm |
| M••••• S•••••• D• I••• | W•••• F•••• A••••••• | Jun 15, 2004 | Jun 21, 2004 | 6 | Firm change | Other |