S••• S•••••

Advisor at M••••• S••••••

Newport Beach, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:8795850e-02c8-0a81-394f-0cb9556f3292

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:19 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Oct 27, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••• S••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Oct 26, 2006earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••• S••••••	Wirehouse	Oct 1, 2021	n/a	yes	Newport Beach, CA	Current employment
W•••• F•••• A•••••••	Wirehouse	Jan 3, 2011	Oct 12, 2021	no	EL SEGUNDO, CA\|FULLERTON, CA\|IRVINE, CA\|IRVINE, CA\|LOS ANGELES, CA\|NEWPORT BEACH, CA\|LA HABRA, CA\|SEAL BEACH, CA\|SEAL BEACH, CA\|ANAHEIM, CA\|ANAHEIM, CA\|FULLERTON, CA\|HUNTINGTON BEACH, CA\|COSTA MESA, CA\|IRVINE, CA\|NEWPORT BEACH, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• F•••• A•••••••	M••••• S••••••	Oct 12, 2021	Oct 1, 2021	-11	Firm change	Wirehouse to wirehouse
W•••• F•••• I••••••••• L••	W•••• F•••• A•••••••	Jan 3, 2011	Jan 3, 2011

Team moves

••• Locked

Team	Left	Joined	From	Kind
19616:149777:CA:2021-10-08	Oct 12, 2021	Oct 1, 2021	NEWPORT BEACH, CA	Firm change

Relationships

Registered with (3)

→ M••••• S••••••Registered adviserregistration: current employment
Oct 1, 2021 to presentfactForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Jan 3, 2011 to Oct 12, 2021factForm ADV
→ W•••• F•••• I••••••••• L••Registered adviserregistration: previous registration
Oct 27, 2006 to Jan 3, 2011factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8795850e-02c8-0a81-394f-0cb9556f3292
First observed: Oct 27, 2006
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.