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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

HM CLIPPER MANAGEMENT, LTD.

CRD 157188

CAMBRIDGE, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:8795877f-9efe-7ed9-0b9a-b89e52eddfc2

Data as of Mar 31, 2022 (this record's last observation) from federal regulator filings. Page built Sep 18, 2026, 10:57 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 1
Observed: Feb 14, 2012 to Mar 31, 2022
17 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

HM Clipper Management, Ltd.

Private equity manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $199MItem 5.F on the latest filing (2022-03-31); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $199M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 4
Advisory employees: 4
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 1
Individual clients: 0
High net worth clients: 0
Private funds: 1Schedule D 7.B(1)
Private fund GAV: $199Mgross asset value as reported per fund; never fund size
SEC number: 801-74163
CRD: 157188
Filings on the tape: 17
First filed: Feb 14, 2012
Latest filed: Mar 31, 2022
Organised: Other (specify)

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
CRIMSON CAPITAL PARTNERS III, L.P.	Private Equity Fund	$59.4M	Jun 13, 2023	66	Feb 14, 2012	reported	021-97200

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
HO, JOHN-PAUL, NMN	MANAGING PARTNER, FOUNDER, MANAGING MEMBER	E	yes	02/2005	Feb 14, 2012	Mar 31, 2022
MORTON, IAN, MACGREGOR	PARTNER & CHIEF COMPLIANCE OFFICER	Na	yes	05/2009	Feb 14, 2012	Mar 31, 2022

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
CRIMSON VENTURES, LTD.	n/a	Former SEC adviser	$35.2M	N	yes	n/a
CRIMSON CAPITAL MANAGEMENT, LTD	n/a	n/a	n/a	N	yes	n/a
CRIMSON VELOCITY MANAGEMENT, L.P.	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Taipei	n/a	Taiwan, Republic of China	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2021	Mar 31, 2022	$199M	$199M	4	4	1	1	$199M
2020	Mar 30, 2021	$156M	$156M	10	7	1	1	$156M
2019	Mar 30, 2020	$193M	$193M	12	11	1	1	$193M
2018	Mar 29, 2019	$215M	$215M	12	11	1	1	$215M
2017	Mar 30, 2018	$259M	$259M	13	11	1	1	$259M
2016	Mar 31, 2017	$239M	$239M	12	6	n/a	1	$239M
2015	Mar 30, 2016	$242M	$242M	19	10	n/a	1	$242M
2014	Mar 30, 2015	$271M	$271M	21	16	n/a	1	$271M
2013	Mar 27, 2014	$298M	$298M	28	22	n/a	1	$298M
2012	Mar 26, 2013	$273M	$273M	29	23	n/a	1	$273M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2021	$199M	$156M	28.2%	$215M	-2.5%	4	10	1	1

Relationships

Advises (1)

→ CRIMSON CAPITAL PARTNERS III, L.P.Private fundPrivate Equity Fund, ERA
Feb 14, 2012 to presentfactForm ADV

Affiliated with (2)

→ CRIMSON VENTURES, LTD.Registered adviserother investment adviser, common control
factForm ADV
← CRIMSON VENTURES, LTD.Registered adviserother investment adviser, common control
factForm ADV

Controls (2)

← HO, JOHN-PAUL, NMNOwnerMANAGING PARTNER, FOUNDER, MANAGING MEMBER, ownership code E, individual
Feb 14, 2012 to presentfactForm ADV
← MORTON, IAN, MACGREGOROwnerPARTNER & CHIEF COMPLIANCE OFFICER, ownership code NA, individual
Feb 14, 2012 to presentfactForm ADV

Dated events

Occurred
Feb 9, 2021
Control person left
Nmn Yintung Chen (Chief Financial Officer And Chief Compliance Officer) no longer on Schedule A of Hm Clipper Management, Ltd. (listed 2020-03-30, absent 2021-02-09)
Form ADVobserved 3 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8795877f-9efe-7ed9-0b9a-b89e52eddfc2
First observed: Feb 14, 2012
Last observed: Mar 31, 2022 54 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

HM CLIPPER MANAGEMENT, LTD.

CRD 157188

CAMBRIDGE, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:8795877f-9efe-7ed9-0b9a-b89e52eddfc2

Data as of Mar 31, 2022 (this record's last observation) from federal regulator filings. Page built Sep 18, 2026, 10:57 PM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

CRIMSON CAPITAL PARTNERS III, L.P.

Private Equity Fund

$59.4M

Jun 13, 2023

Feb 14, 2012

reported

021-97200

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

HO, JOHN-PAUL, NMN

MANAGING PARTNER, FOUNDER, MANAGING MEMBER

yes

02/2005

Feb 14, 2012

Mar 31, 2022

MORTON, IAN, MACGREGOR

PARTNER & CHIEF COMPLIANCE OFFICER

yes

05/2009

Feb 14, 2012

Mar 31, 2022

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

CRIMSON VENTURES, LTD.

n/a

Former SEC adviser

$35.2M

yes

n/a

CRIMSON CAPITAL MANAGEMENT, LTD

n/a

yes

n/a

CRIMSON VELOCITY MANAGEMENT, L.P.

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

Taipei

n/a

Taiwan, Republic of China

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2021

Mar 31, 2022

$199M

2020

Mar 30, 2021

$156M

2019

Mar 30, 2020

$193M

2018

Mar 29, 2019

$215M

2017

Mar 30, 2018

$259M

2016

Mar 31, 2017

$239M

n/a

$239M

2015

Mar 30, 2016

$242M

n/a

$242M

2014

Mar 30, 2015

$271M

n/a

$271M

2013

Mar 27, 2014

$298M

n/a

$298M

2012

Mar 26, 2013

$273M

n/a

$273M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2021

$199M

$156M

28.2%

$215M

-2.5%