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Advisor at CETERA INVESTMENT ADVISERS LLC
Melbourne, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | Bd affiliated wealth | Aug 14, 2025 | n/a | yes | Melbourne, FL | Current employment |
| AVANTAX ADVISORY SERVICES | Former SEC adviser | Oct 25, 2019 | Sep 5, 2025 | no | MELBOURNE, FL | Previous registration |
| 1ST GLOBAL ADVISORS INC | Former SEC adviser | Mar 5, 2007 | Oct 25, 2019 | no | MELBOURNE, FL | Previous registration |
| INVESTACORP ADVISORY SERVICES INC | Former SEC adviser | Sep 3, 2002 | Feb 15, 2007 | no | MELBOURNE, FL | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Mar 14, 1994 | Aug 28, 2002 | no | MELBOURNE, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| AVANTAX ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | Sep 5, 2025 | Aug 14, 2025 | -22 | Bulk transfer | Ibd to ibd |
| 1ST GLOBAL ADVISORS INC | AVANTAX ADVISORY SERVICES | Oct 25, 2019 | Oct 25, 2019 | 0 | Bulk transfer | Ibd to ibd |
| INVESTACORP ADVISORY SERVICES INC | 1ST GLOBAL ADVISORS INC | Feb 15, 2007 | Mar 5, 2007 | 18 | Firm change | Other |
| UBS FINANCIAL SERVICES INC. | INVESTACORP ADVISORY SERVICES INC | Aug 28, 2002 | Sep 3, 2002 | 6 | Firm change | Other |