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RIA / WealthAdvisor32 years in industry

STEPHEN MICHAEL HOLMES

Advisor at AVIOR WEALTH MANAGEMENT, LLC

Roseville, CA | OMAHA, NE

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Search this name across graphsid dfx:ria:879ab94b-4cb4-e07b-da10-df6dc46dac75

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:47 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: May 28, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: AVIOR WEALTH MANAGEMENT, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 6, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S63|S66
First exam: Apr 6, 1994
First registration: May 28, 2002
Dual registered: no
Other names: STEVE HOLMES
IAPD individual key: 2443807

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
AVIOR WEALTH MANAGEMENT, LLC	Independent wealth	Jan 27, 2026	n/a	yes	OMAHA, NE\|Roseville, CA	Current employment
PROTECTION POINT ADVISORS	Former SEC adviser	Oct 10, 2018	Dec 31, 2025	no	ROSEVILLE, CA	Previous registration
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Bd affiliated wealth	Oct 18, 2010	Nov 16, 2018	no	Roseville, CA\|ROSEVILLE, CA\|SACRAMENTO, CA	Previous registration
EDWARD JONES	National bd RIA	Oct 11, 2006	Oct 20, 2010	no	ROCKLIN, CA	Previous registration
TRANSAMERICA FINANCIAL ADVISORS, INC.	n/a	May 28, 2002	Oct 17, 2006	no	ROSEVILLE, CA\|ROSVILLE, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
PROTECTION POINT ADVISORS	AVIOR WEALTH MANAGEMENT, LLC	Dec 31, 2025	Jan 27, 2026	27	Firm change	RIA to RIA
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	PROTECTION POINT ADVISORS	Nov 16, 2018	Oct 10, 2018	-37	Firm change after gap	Other
EDWARD JONES	CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Oct 20, 2010	Oct 18, 2010	-2	Firm change	Other
TRANSAMERICA FINANCIAL ADVISORS, INC.	EDWARD JONES	Oct 17, 2006	Oct 11, 2006	-6	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
291805:148674:CA:2025-12-31	Dec 31, 2025	Jan 27, 2026	ROSEVILLE, CA	Firm change

Relationships

Registered with (5)

→ AVIOR WEALTH MANAGEMENT, LLCRegistered adviserregistration: current employment
Jan 27, 2026 to presentfactForm ADV
→ PROTECTION POINT ADVISORSRegistered adviserregistration: previous registration
Oct 10, 2018 to Dec 31, 2025factForm ADV
→ CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.Registered adviserregistration: previous registration
Oct 18, 2010 to Nov 16, 2018factForm ADV
→ EDWARD JONESRegistered adviserregistration: previous registration
Oct 11, 2006 to Oct 20, 2010factForm ADV
→ TRANSAMERICA FINANCIAL ADVISORS, INC.Registered adviserregistration: previous registration
May 28, 2002 to Oct 17, 2006factForm ADV

Dated events

Occurred
Dec 31, 2025
Advisor changed firm
Stephen Michael Holmes left Protection Point Advisors for Avior Wealth Management, Llc (registered 2026-01-27)
Form ADVobserved 5 days ago