DFX Intelligence

B•••• J••••• L••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst10 years in industry

B•••• J••••• L••••••

Advisor at L•••

Mequon, WI | LOS ANGELES, CA

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 6:32 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Feb 24, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Mar 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•••	Independent wealth	Dec 3, 2024	n/a	yes	Mequon, WI\|LOS ANGELES, CA	Current employment
P•••••• P•••••••	Former SEC adviser	Feb 24, 2017	Jan 31, 2025	no	MEQUON, WI\|MEQUON, WI	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P•••••• P•••••••	L•••	Jan 31, 2025	Dec 3, 2024	-59	Firm change after gap	RIA to RIA

Team moves

••• Locked

Team	Left	Joined	From	Kind
175206:269866:WI:2025-01-31	Jan 31, 2025	Dec 3, 2024	MEQUON, WI	Firm change after gap

Relationships

Registered with (2)

→ L•••Registered adviserregistration: current employment
Dec 3, 2024 to presentfactForm ADV
→ P•••••• P•••••••Registered adviserregistration: previous registration
Feb 24, 2017 to Jan 31, 2025factForm ADV

Dated events

Order

Occurred
31 Jan 2025
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Feb 24, 2017
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.