DFX Intelligence
Reading the graph
Reading the graph
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Advisor at R••••• W• B•••• • C•• I•••••••••
Dallas, TX | FORT WORTH, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| R••••• W• B•••• • C•• I••••••••• | Mixed wealth | Jul 18, 2024 | n/a | yes | Dallas, TX|FORT WORTH, TX | Current employment |
| S••••• L••• C•••••• P••••••• | Independent wealth | May 14, 2024 | Dec 2, 2024 | no | DALLAS, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| S••••• L••• C•••••• P••••••• | R••••• W• B•••• • C•• I••••••••• | Dec 2, 2024 | Jul 18, 2024 | -137 | Firm change after gap | RIA to RIA |
| R•••••• J•••• F•••••••• S••••••• A•••••••• I•• | S••••• L••• C•••••• P••••••• | May 15, 2024 | May 14, 2024 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 149018:329997:TX:2024-05-15 | May 15, 2024 | May 14, 2024 | DALLAS, TX | Firm change |
| R•••••• J•••• F•••••••• S••••••• A•••••••• I•• | Bd affiliated wealth | Jan 2, 2009 | May 15, 2024 | no | DALLAS, TX|DALLAS, TX | Previous registration |
| K••••• C••••••• L•• | n/a | Apr 2, 2008 | Dec 31, 2013 | no | DALLAS, TX | Previous registration |
| R•••••• J•••• F•••••••• S•••••••• I••• | n/a | Mar 5, 2008 | Jan 2, 2009 | no | DALLAS, TX|DALLAS, TX | Previous registration |
| F•••• H•••••• A•••••••• I•• | Former SEC adviser | Sep 21, 2004 | Feb 15, 2008 | no | DALLAS, TX|DALLAS, TX | Previous registration |
| Q•••• C•••••• M••••••••• I••• | Former SEC adviser | Jul 2, 2001 | Nov 30, 2004 | no | DALLAS, TX | Previous registration |
| -1 |
| Firm change |
| Ibd to new firm |
| K••••• C••••••• L•• | R•••••• J•••• F•••••••• S••••••• A•••••••• I•• | Dec 31, 2013 | Jan 2, 2009 | -1,824 | Firm change after gap | Other |
| R•••••• J•••• F•••••••• S•••••••• I••• | K••••• C••••••• L•• | Jan 2, 2009 | Apr 2, 2008 | -275 | Firm change after gap | Other |
| F•••• H•••••• A•••••••• I•• | R•••••• J•••• F•••••••• S•••••••• I••• | Feb 15, 2008 | Mar 5, 2008 | 19 | Firm change | Other |
| Q•••• C•••••• M••••••••• I••• | F•••• H•••••• A•••••••• I•• | Nov 30, 2004 | Sep 21, 2004 | -70 | Firm change after gap | Other |