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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

ENERGY TRUST LLC

CRD 111718

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:87a38eb9-bc1b-cc66-427a-db371b6dfe06

Data as of Mar 30, 2021 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:03 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Mar 29, 2012 to Mar 30, 2021
11 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $20.4MItem 5.F on the latest filing (2021-03-30); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $20.4M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 3
Advisory employees: 2
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 7
Individual clients: 0
High net worth clients: 0
SEC number: 801-58193
CRD: 111718
Filings on the tape: 11
First filed: Mar 29, 2012
Latest filed: Mar 30, 2021
Organised: Limited Liability Company, Delaware

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
HOUSTON FIREFIGHTERS' RELIEF AND RETIREMENT FUND	Member	C	yes	01/2001	Mar 29, 2012	Mar 30, 2021
HSIA, ALAN, A.	MANAGING DIRECTOR	C	yes	10/2000	Mar 29, 2012	Mar 30, 2021
ROMLEY, VICTOR, HENRY	MANAGING DIRECTOR	B	yes	10/2000	Mar 29, 2012	Mar 30, 2021
SWEARINGEN, PATRICK, H.	MANAGING DIRECTOR	B	yes	01/2004	Mar 29, 2012	Mar 30, 2021
KRUPNIK, ELI	CHIEF COMPLIANCE OFFICER	Na	no	08/2004	Mar 29, 2012	Mar 30, 2021

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
NEW YORK	NY	United States	0	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2020	Mar 30, 2021	$20.4M	$20.4M	3	2	1	n/a	n/a
2019	Mar 24, 2020	$29.4M	$29.4M	3	2	0	n/a	n/a
2018	Feb 12, 2019	$27.2M	$27.1M	3	2	0	n/a	n/a
2017	Mar 19, 2018	$120M	$85.0M	3	2	0	n/a	n/a
2016	Feb 13, 2017	$108M	$77.4M	3	2	n/a	n/a	n/a
2015	Feb 17, 2016	$184M	$128M	3	2	n/a	n/a	n/a
2014	Mar 9, 2015	$328M	$222M	3	2	n/a	n/a	n/a
2013	Mar 11, 2014	$443M	$294M	3	2	n/a	n/a	n/a
2012	Mar 6, 2013	$596M	$393M	3	2	n/a	n/a	n/a
2011	Mar 29, 2012	$661M	$435M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2020	$20.4M	$29.4M	-30.6%	$120M	-44.6%	3	3	1	0

Relationships

Owns (1)

← KRUPNIK, ELIOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 29, 2012 to presentfactForm ADV

Controls (4)

← ROMLEY, VICTOR, HENRYOwnerMANAGING DIRECTOR, ownership code B, individual
Mar 29, 2012 to presentfactForm ADV
← HSIA, ALAN, A.OwnerMANAGING DIRECTOR, ownership code C, individual
Mar 29, 2012 to presentfactForm ADV
← SWEARINGEN, PATRICK, H.OwnerMANAGING DIRECTOR, ownership code B, individual
Mar 29, 2012 to presentfactForm ADV
← HOUSTON FIREFIGHTERS' RELIEF AND RETIREMENT FUNDOwnerMEMBER, ownership code C, domestic entity
Mar 29, 2012 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:87a38eb9-bc1b-cc66-427a-db371b6dfe06
First observed: Mar 29, 2012
Last observed: Mar 30, 2021 66 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ENERGY TRUST LLC

CRD 111718

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:87a38eb9-bc1b-cc66-427a-db371b6dfe06

Data as of Mar 30, 2021 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:03 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

HOUSTON FIREFIGHTERS' RELIEF AND RETIREMENT FUND

Member

yes

01/2001

Mar 29, 2012

Mar 30, 2021

HSIA, ALAN, A.

MANAGING DIRECTOR

yes

10/2000

Mar 29, 2012

Mar 30, 2021

ROMLEY, VICTOR, HENRY

MANAGING DIRECTOR

yes

10/2000

Mar 29, 2012

Mar 30, 2021

SWEARINGEN, PATRICK, H.

MANAGING DIRECTOR

yes

01/2004

Mar 29, 2012

Mar 30, 2021

KRUPNIK, ELI

CHIEF COMPLIANCE OFFICER

08/2004

Mar 29, 2012

Mar 30, 2021

City

State

Country

Employees

Also broker-dealer

NEW YORK

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2020

Mar 30, 2021

$20.4M

n/a

2019

Mar 24, 2020

$29.4M

n/a

2018

Feb 12, 2019

$27.2M

$27.1M

n/a

2017

Mar 19, 2018

$120M

$85.0M

n/a

2016

Feb 13, 2017

$108M

$77.4M

n/a

2015

Feb 17, 2016

$184M

$128M

n/a

2014

Mar 9, 2015

$328M

$222M

n/a

2013

Mar 11, 2014

$443M

$294M

n/a

2012

Mar 6, 2013

$596M

$393M

n/a

2011

Mar 29, 2012

$661M

$435M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2020

$20.4M

$29.4M

-30.6%

$120M

-44.6%