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RIA / WealthAdvisordual registered (broker-dealer)38 years in industry

JEREMY DAVID GOTTLIEB

Advisor at INTEGRATED WEALTH CONCEPTS LLC

Carlsbad, CA

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Search this name across graphsid dfx:ria:87a4da4f-691f-6c54-f33d-e2dc39445898

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 10:06 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Apr 29, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: INTEGRATED WEALTH CONCEPTS LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 20, 1987earliest registration or exam on IAPD
Years in industry: 38derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 1
Exams: S63
First exam: Oct 20, 1987
First registration: Apr 29, 2002
Dual registered: yes, broker-dealer
IAPD individual key: 1663077

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
INTEGRATED WEALTH CONCEPTS LLC	Independent wealth	Jan 17, 2019	n/a	yes	Carlsbad, CA	Current employment
INDEPENDENT FINANCIAL PARTNERS	Bd affiliated wealth	Jan 9, 2012	Jan 17, 2019	no	CARLSBAD, CA	Previous registration
LUCIA CAPITAL GROUP	Former SEC adviser	Apr 9, 2010	Dec 13, 2011	no	SAN DIEGO, CA	Previous registration
SECURITIES AMERICA ADVISORS, INC.	Former SEC adviser	Aug 17, 2007	Sep 27, 2007	no	BOCA RATON, FL\|SAN DIEGO, CA	Previous registration
RAYMOND J. LUCIA COMPANIES, INC.	n/a	Jan 19, 2006	Nov 10, 2010	no	SAN DIEGO, CA\|NEWPORT BEACH, CA\|BOCA RATON, FL	Previous registration
RJL FINANCIAL NETWORK, L.L.C.	n/a	May 17, 2004	Mar 7, 2006	no	BOCA RATON, FL	Previous registration
SECURITIES AMERICA ADVISORS, INC.	Former SEC adviser	Apr 29, 2002	Aug 17, 2007	no	BOCA RATON, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
INDEPENDENT FINANCIAL PARTNERS	INTEGRATED WEALTH CONCEPTS LLC	Jan 17, 2019	Jan 17, 2019	0	Firm change	Ibd to RIA
LUCIA CAPITAL GROUP	INDEPENDENT FINANCIAL PARTNERS	Dec 13, 2011	Jan 9, 2012	27	Firm change	Other
RAYMOND J. LUCIA COMPANIES, INC.	SECURITIES AMERICA ADVISORS, INC.	Nov 10, 2010	Aug 17, 2007	-1,181	Firm change after gap	Other
SECURITIES AMERICA ADVISORS, INC.	LUCIA CAPITAL GROUP	Sep 27, 2007	Apr 9, 2010	925	Firm change after gap	Other
SECURITIES AMERICA ADVISORS, INC.	RJL FINANCIAL NETWORK, L.L.C.	Aug 17, 2007	May 17, 2004	-1,187	Firm change after gap	Other
RJL FINANCIAL NETWORK, L.L.C.	RAYMOND J. LUCIA COMPANIES, INC.	Mar 7, 2006	Jan 19, 2006	-47	Firm change after gap	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
125112:284656:CA:2019-01-17	Jan 17, 2019	Jan 17, 2019	CARLSBAD, CA	Firm change

Relationships

Registered with (6)

→ INTEGRATED WEALTH CONCEPTS LLCRegistered adviserregistration: current employment
Jan 17, 2019 to presentfactForm ADV
→ INDEPENDENT FINANCIAL PARTNERSRegistered adviserregistration: previous registration
Jan 9, 2012 to Jan 17, 2019factForm ADV
→ LUCIA CAPITAL GROUPRegistered adviserregistration: previous registration
Apr 9, 2010 to Dec 13, 2011factForm ADV
→ RAYMOND J. LUCIA COMPANIES, INC.Registered adviserregistration: previous registration
Jan 19, 2006 to Nov 10, 2010factForm ADV
→ SECURITIES AMERICA ADVISORS, INC.Registered adviserregistration: previous registration
Aug 17, 2007 to Sep 27, 2007factForm ADV
→ RJL FINANCIAL NETWORK, L.L.C.Registered adviserregistration: previous registration
May 17, 2004 to Mar 7, 2006factForm ADV

Dated events

No dated event names this entity yet.