DFX Intelligence

A•• B••••••• M••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisorCertified Financial Planner18 years in industry

A•• B••••••• M••••

Advisor at N•• C•••••• M••••••••• I•••

Milwaukee, WI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:87b48bf7-907d-9994-14ce-9c01cc2992e4

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:18 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Feb 18, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N•• C•••••• M••••••••• I•••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Sep 8, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
N•• C•••••• M••••••••• I•••	Mixed wealth	Apr 11, 2022	n/a	yes	Milwaukee, WI	Current employment
C•••••••• H•••••••• I••••••••• M••••••••• I•••	Former SEC adviser	Feb 18, 2015	Apr 29, 2022	no	MILWAUKEE, WI\|MILWAUKEE, WI

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••••• H•••••••• I••••••••• M••••••••• I•••	N•• C•••••• M••••••••• I•••	Apr 29, 2022	Apr 11, 2022	-18	Firm change	Other

Team moves

••• Locked

Team	Left	Joined	From	Kind
132307:104932:WI:2022-04-29	Apr 29, 2022	Apr 11, 2022	MILWAUKEE, WI	Firm change

Relationships

Registered with (2)

→ N•• C•••••• M••••••••• I•••Registered adviserregistration: current employment
Apr 11, 2022 to presentfactForm ADV
→ C•••••••• H•••••••• I••••••••• M••••••••• I•••Registered adviserregistration: previous registration
Feb 18, 2015 to Apr 29, 2022factForm ADV

Dated events

Occurred
Apr 29, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:87b48bf7-907d-9994-14ce-9c01cc2992e4
First observed: Feb 18, 2015
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.