DFX Intelligence

D••••• R••••• H•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)40 years in industry

D••••• R••••• H•••••••

Advisor at O•••• W•••••• I•••

••• Locked

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Search this name across graphsid dfx:ria:87b9e108-ac05-95b5-146e-82f92c887b2f

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:34 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Jan 7, 2000 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O•••• W•••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jan 28, 1986earliest registration or exam on IAPD
Years in industry: 40derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W••••••••• P•••••••	Independent wealth	Sep 11, 2026	n/a	yes	OMAHA, NE\|Sioux City, IA	Current employment
O•••• W•••••• I•••	Bd affiliated wealth	Jun 14, 2024	n/a	yes	SIOUX CITY, IA	Current employment

Moves

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From	To	Left	Joined	Gap, days	Kind	Move type
S••••••••• A•••••• A•••••••• I•••	O•••• W•••••• I•••	Jun 14, 2024	Jun 14, 2024	0	Bulk transfer	Ibd to ibd
1••• C•••••• M••••••••• C••••••	S••••••••• A•••••• A•••••••• I•••	Feb 2, 2006	Feb 14, 2006

Relationships

Registered with (4)

→ W••••••••• P•••••••Registered adviserregistration: current employment
Sep 11, 2026 to presentfactForm ADV
→ O•••• W•••••• I•••Registered adviserregistration: current employment
Jun 14, 2024 to presentfactForm ADV
→ S••••••••• A•••••• A•••••••• I•••Registered adviserregistration: previous registration
Feb 14, 2006 to Jun 14, 2024factForm ADV
→ 1••• C•••••• M••••••••• C••••••Registered adviser

Dated events

2 bookkeeping events (roster, classification and holdings changes) folded below

Show 2 bookkeeping events

Occurred
Sep 14, 2026
••• Locked
Occurred
Sep 11, 2026
••• Locked

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:87b9e108-ac05-95b5-146e-82f92c887b2f
First observed: Jan 7, 2000
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.